Australian Securities and Investments Commission

Part of the Treasury portfolio and a Federal authority, also called ASIC

The Australian Securities and Investments Commission (ASIC) is Australia's corporate, markets and financial services regulator. We contribute to Australia's economic reputation and well being by ensuring that Australia's financial markets are fair and transparent, supported by confident and informed investors and consumers.

155 requests
ASIC - SERC enforcement report reactions
Clarification sent to Australian Securities and Investments Commission by Me on .

Awaiting response.

Thanks for getting back to me I don’t agree with your assessment. ICT should be able to conduct all the relevant searches. Further, ICT should be...
ASIC CDDA authorisation - attempts at
Request sent to Australian Securities and Investments Commission by Me on .

Awaiting response.

Could I please request: 1. A copy of the CDDA authorisation by the Minister that was in place until it purportedly lapsed in 2015 2. A copy of any...
ASIC SERC 5.130 written advice
Clarification sent to Australian Securities and Investments Commission by Me on .

Awaiting response.

Thanks for your email Very helpful Could I clarify my scope to be for ‘the eight examples of ASIC stating that it was no longer authorised to d...
Lawyers for ASIC have written to ASIC whistleblower, John Adams, claiming that “ASIC is not Corrupt”. If this is the case, then ASIC would not hav...
Dear Mr Sweeney   I note that this FOI was previously referenced as 178-2023. It has been assigned a new reference number 178A-2023.   Please...
Dear Mr Sweeney   Please see attached notice of access decision.   Regards   Krystal Fung Lawyer, FOI & Privacy Legal Services Austral...
Hello, P C Sweeney! You have enabled mail forwarding on https://DropMail.me from temporary address [email address] to your address [FOI #10633 email]....
Dear Mr Sweeney   Please see attached notice of decision.   Krystal Fung Lawyer, FOI & Privacy Legal Services Australian Securities and In...
Hello, P C Sweeney! You have enabled mail forwarding at https://DropMail.me from temporary address [email address] to your address [FOI #10577 email]....
Dear Mr Sweeney   Please see attached correspondence.   Kind regards   Jessica Zhang Lawyer, FOI & Privacy, Legal Services Australian Se...
Dear FOIBLE, Please find attached notice of a request consultation process due to a practical refusal reason, pursuant to s 24AB of the FOI Act. Kind...
Dear Ms Hendy   I refer to your request dated 4 June 2024 under the Freedom of Information Act 1982 (FOI Act) in which you seek access to document...
Dear Mr Pentland   Please find attached my decision in relation to your FOI request, ref 007-2024, together with the documents released pursuant t...
Thank you for your reply which answers my questions. Happy to consider this request resolved. Yours sincerely, Ben Fairless
Dear Geronimo Bob, I refer to your FOI request dated 9 January 2024, ASIC reference 003-2024.   Please find attached notice of a request consulta...
Given the amount of time between when this request was made and now, I have updated this request to "Withdrawn". If you would like to request this info...
Dear Mr Sweeney   Please see attached notice of decision.   Regards   Krystal Fung Lawyer, FOI & Privacy Legal Services Australian Sec...
Dear Sir/Madam   Freedom of Information Request No. 136-2023   I refer to your FOI request to ASIC.   Please see attached notice of access...
ASIC CDDA scheme
Response by Australian Securities and Investments Commission to Me on .

Partially successful.

OFFICIAL   Dear Me Please see attached an internal review decision letter together with the documents released to you in relation to your FOI re...
Our reference: FOI 131-2023     Dear Mr Sweeney   Please see the attached notice of decision. Yours sincerely Rose Bruce-Smith (she/her)...
Dear Mr Sweeney   Please see the attached notice of decision in relation to your Freedom of Information request dated 16 August 2023.   If you...
Our reference: FOI 132-2023   Dear Mr Sweeney   I acknowledge your email of 3 August 2023 in response to my decision on your request FOI 132-2...
Please find attached ASIC’s response to your FOI request.   Regards,   Fiona Crowe Escalated Matters & Government Australian Securities and...
204B(1)(b)(ii) - disqualified directors
Follow up sent to Australian Securities and Investments Commission by Me on .

Information not held.

Thank you for your decision. Unfortunately for ASIC, I believe you that the documents don’t exist I’m quite willing to assume that FOI / Legal are...
Dear Mr Norwood   Please refer to the attached correspondence.   Kind regards   Monique Lindridge Freedom of Information Officer, Chief Le...

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