This is an HTML version of an attachment to the Freedom of Information request 'DIBP Response to OAIC Ref: CP14/00757'.


Page 1 of 1
E-mail Message
From:
Ben Fairless [SMTP:xxxxxxxxxxxxxxxxxxxxxxxx@xxxxxxxxxxx.xxx.xx]
To:
FOI [SMTP:xxx@xxxx.xxx.xx]
Cc:
Sent:

22/02/2014 at 4:34 AM
Received:
22/02/2014 at 4:34 AM
Subject:
Freedom of Information request - Directions from Ministers in relation to FOI 
requests
Dear Department of Immigration and Border Protection, 
 
I request, under the Freedom of Information Act, documents (including, but not 
limited to, emails, letters or other notes to which the department has access) which 
reference requests, decisions or opinions by either the minister currently 
responsible for the Department or any other currently serving federal minister on 
how the department should handle Freedom of Information (FOI) requests. 
 
I also request that the charges associated with this request be waived on public 
interest grounds, due to the importance of FOI (and requests, decisions or opinions 
by Ministers in relation to how the department manages FOI requests) has in keeping 
the Government to account. 
 
Yours faithfully, 
 
Ben Fairless 
 
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Please use this email address for all replies to this request: 
xxxxxxxxxxxxxxxxxxxxxxxx@xxxxxxxxxxx.xxx.xx 
 
Is xxx@xxxx.xxx.xx the wrong address for Freedom of Information requests to 
Department of Immigration and Border Protection? If so, please contact us using this 
form: 
https://www.righttoknow.org.au/help/contact 
 
Write your response as plain text. Only send PDF documents as a last resort. 
Government guidelines make it clear that PDF is not an acceptable format for you to 
use in the delivery of government information. 
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Our reference: CP14/00757 
Your reference:  
 
Ms Linda Rossiter 
Director, FOI & Privacy Policy 
Department Of Immigration And Border Protection 
By email: xxx@xxxx.xxx.xx 
 
Dear Ms Rossiter 
Freedom of Information complaint by Mr Ben Fairless 
The Information Commissioner has received a complaint under section 70 of the 
Freedom of Information Act 1982 (Cth) (the Act) from Mr Ben Fairless.  
On 13 March 2014, the OAIC conducted preliminary inquiries with the Department 
in relation to this matter. The Department responded on the same day. Thank you 
for providing this prompt response. 
I am writing to advise that we have decided to conduct an investigation into this 
matter under section 69 of the Act. Following the Department’s response to this 
letter, I expect the Information Commissioner will make a decision under s 86 
setting out his findings in this matter. 
At this point, I would recommend that the Information Commissioner’s finding be 
that the FOI request was valid at the date that it was made, and that the FOI 
processing clock should have started running on that date. 
I would appreciate receiving any final submissions the Department would like to 
make before this matter is finalised.  Please provide a response by 1 May 2014
The complaint 
A copy of Mr Fairless’s complaint is attached to this email. His central concern is the 
following: 
I believe the actions by DIBP are an attempt to stifle FOI requests made via the RTK 
Website, contrary to the objects of the FOI Act and the FOI Guidelines. I respectfully 
request that the OAIC investigate the allegations contained herein and any available 
powers at its disposal to direct the DIBP to cease using s 15(2)(c) of the FOI Act to 
stifle requests made via the RTK Website. 
 
 
 
 
 
Enquiries 1300 363 992 • xxxxxxxxx@xxxx.xxx.xx • TTY 1800 620 241 • www.oaic.gov.au 
ABN 85 249 230 937 


 
Background 
Mr Fairless made an FOI request to the Department via the Right to Know website 
(www.righttoknow.org) on 22 February 2014. This request was received by the 
Department in the form of an email from the address foi+request-529-
xxxxxxxx@xxxxxxxxxxx.xxx.xx. It
 contained the following sentence:  
 
Please use this email address for all replies to this request: 
xxxxxxxxxxxxxxxxxxxxxxxx@xxxxxxxxxxx.xxx.xx 
 
On 27 February 2014, Mr Fairless received a response from the Department 
referring to s 15 of the FOI Act which relevantly requires that an FOI request ‘give 
details of how notices under this Act may be sent to the  applicant (for example, by 
providing an electronic address to which notices may be sent by electronic 
communication).’ The Department’s response further stated: 
 
Issues regarding your request 
I am not satisfied that the email address you have provided meets the requirement 
of ‘details of how notices under this Act may be sent to the applicant’ (s.15(2)(b) of 
the Act).  In particular, it does not appear to be an address to which the agency 
could send a ‘notice’.  The address you have provided appears to be an address for 
publication of correspondence on the internet. 
Next steps 
Please confirm by writing to xxx@xxxx.xxx.xx that the email address you have 
provided is an address to which the Department can send you notices, by close of 
business Thursday 6 March 2014.  The request will then be validated. 
Mr Fairless responded on the same day, confirming that his address for notice was 
xxxxxxxxxxxxxxxxxxxxxxxx@xxxxxxxxxxx.xxx.xx. 
The Department advises that it considers its obligation to process Mr Fairless’ 
request under s 15 of the FOI Act to have been enlivened when Mr Fairless 
confirmed his address for notice on 27 February 2014. 
Issues under investigation 
The central issue in this complaint is the question of whether Mr Fairless’s 
purported FOI request of 22 February 2014 was valid, on that date. This will involve 
consideration of the terms of s 15 of the FOI Act. 
On the basis of the information presently before the OAIC, as described in the above 
chronology, it appears that Mr Fairless’s FOI request was valid on the date it was 
received by the Department. 
 


 
The email appears to meet the requirements of a valid FOI request set out in s 15 of 
the FOI Act. In relation to the requirement for an address for notice, the request 
provides an email address for all replies to the request. Section 15(2)(c) explicitly 
refers to the possibility that the applicant’s address for notice might include an 
‘electronic address to which notices may be sent by electronic communication’. 
The request was received by the Department on 22 February 2014, and only 
‘validated’ by the Department on 27 February 2014. It appears that by treating the 
initial request as invalid the Department has effectively added 5 days to the 
standard processing time provided in s 15(5)(b). 
Information sought by the OAIC 
If the Department elects not to provide further submissions, I would recommend 
that the Information Commissioner issue investigation findings under s 86 of the FOI 
Act to the above effect. 
If the Department does wish to make further submissions to address any of the 
points in this letter or any related issues, please provide these to me by 1 May 2014
If the Department does make further submissions, it would be appreciated if you 
would consider the following questions: 
  Was it standard practice for the Department to request an alternative email 
address from applicants who make requests via the Right to Know website? 
Is this still the Department’s standard practice? 
  Has the Department taken any steps to change its processes following Mr 
Fairless’s complaint? 
Contact details 
If you have any questions about this letter, please contact me on (02) 6239 9109 or 
by email at xxxxx.xxxx@xxxx.xxx.xx. In written correspondence, please refer to 
reference number CP14/00757. 
 
Yours sincerely, 
 
 
Annan Boag 
Assistant Director, FOI Dispute Resolution 
Office of the Australian Information Commissioner 
 
16 April 2014 
 
 


From:
Annan Boag
To:
FOI
Subject:
RE: Complaint from Ben Fairless re s 15(2)(c) FOI Act - CP14/00757; FA14/02/01093 [SEC=UNCLASSIFIED]
Date:
Thursday, 17 April 2014 5:59:17 PM
Hi Steve,
 
Thanks for clearing that up. We will certainly take your comments under consideration.
 
My impression that a different address was sought was created by the Department’s email
 outlining the s 15(2)(c) issue.
 
That email states that for an FOI request to be valid it must provide an address to which the
 Department can send a notice. It also states that the RTK address is not an address to which the
 Department can send a notice:
 
I am not satisfied that the email address you have provided meets the
requirement of ‘details of how notices under this Act may be sent to the
applicant’ (s 15(2)(b) of the Act).  In particular, it does not appear to
be an address to which the agency could send a ‘notice’.  The address you
have provided appears to be an address for publication of correspondence
on the internet.
 
This suggested to me that the Department felt that a different address should have been used.
 Mr Fairless has referred us to a matter where the RTK applicant did in fact provide a different
 address in response to a similar email.
 
However, I acknowledge that the email from DIBP does not ask for an alternative email address.
 
The email asks the FOI applicant to confirm that the email address they have provided for replies
 is an address to which the Department can send notices.
 
If no confirmation is received, the request is regarded as invalid on the basis that the request
 does not meet the requirements of s 15(2)(c).
 
If confirmation is received, the request is “validated”.
 
The s 15(5)(b) processing period is taken to run from when validation occurs.
 
From browsing RTK, this seems typically to be about a week after a purported FOI request is
 initially received.
 
Please feel free to provide further clarification if I have misunderstood the way this works.
 
Hope you have a great Easter weekend.
 
Regards
 
 


Annan Boag | Assistant Director | Dispute Resolution Branch
Office of the Australian Information Commissioner
175 Pitt Street SYDNEY NSW
GPO Box 5218 SYDNEY NSW 2001
+61 2 8231 4266 | xxxxx.xxxx@xxxx.xxx.xx
 
 
 
From: Steven HOCKING [mailto:xxxxxx.xxxxxxx@xxxx.xxx.xx] On Behalf Of FOI
Sent: Thursday, 17 April 2014 11:24 AM
To: Annan Boag
Cc: Paul Hansen; FOI
Subject: RE: Complaint from Ben Fairless re s 15(2)(c) FOI Act - CP14/00757; FA14/02/01093
 [SEC=UNCLASSIFIED]
 
UNCLASSIFIED
DIBP reference: FA14/02/01093; ADF2014/6570
OAIC reference: CP14/00757 
 
Hello Annan,
 
Regarding the complaint from Mr Fairless, I have addressed your concerns below:
 
·         Was it standard practice for the Department to request an alternative email address
 from applicants who make requests via the Right to Know website? Is this still the
 Department’s standard practice?
 
Can you please provide reference to where the department has requested an alternative email
 address?  There was no such reference in the links provided by Mr Fairless.
 
As you would be aware from the broader issue with RTK and the requests surrounding detention
 logs, there have been a number of instances where requests have been submitted using a ‘set
 and forget’ approach by the applicant.  This means that when they were contacted using the
 email provided, they did not respond.  Examples of these requests are on the RTK website. 
 Given that RTK freely acknowledges the use of crowd sourcing to raise FOI requests, it is
 reasonable for the department to validate the email addresses used by applicants.  At no point
 have we demanded an alternative email address be used.  This is clear from the correspondence
 on the RTK website, to which Mr Fairless has kindly provided reference in his email to you.  This
 ensures that the administrative burden on the department is justified and not wasted on
 requests raised by individuals who have no intention of responding.  This has been used to
 manage the significant workload of the department in relation to FOI and is a valid use of s.15(2)
(c), particularly in relation to previous experience with email accounts from this website (RTK). 
 
All of the above information is clearly articulated in the notices provided to applicants from RTK
 and viewable on their website.
 
·         Has the Department taken any steps to change its processes following Mr Fairless’s
 complaint?


 
The department does not intend to change its process in response to the complaint by Mr
 Fairless.  It is important that any agency manages its limited resources in relation to FOI and
 ensures that the administrative burden placed on the department by RTK is managed
 effectively.  At no point have we refused a valid request or refused to process a request until an
 alternative email is provided.  We are merely seeking confirmation of the applicant’s intention
 to use the RTK email, in light of the numerous requests submitted from RTK that have not been
 validated due to a lack of response.  All of this information is, conveniently, freely available on
 the RTK website. 
 
Please contact me if you wish to discuss.
Regards
 
 
Steven Hocking
Assistant Director
Department of Immigration and Border Protection
Telephone: (02) 6264 1007
Email: xxxxxx.xxxxxxx@xxxx.xxx.xx
 
 
 
 
UNCLASSIFIED
From: Annan Boag [mailto:xxxxx.xxxx@xxxx.xxx.xx] 
Sent: Wednesday, 16 April 2014 3:50 PM
To: FOI
Cc: Paul Hansen
Subject: Complaint from Ben Fairless re s 15(2)(c) FOI Act - CP14/00757; FA14/02/01093
 [SEC=UNCLASSIFIED]
 
Good afternoon,
 
Please find attached, a notice under s 75 of the FOI Act advising that the OAIC is investigating a
 complaint from Ben Fairless about the Department’s reliance on s 15(2)(c) of the FOI Act in
 relation to his request, made via www.righttoknow.org – refs CP14/00757;  FA14/02/01093.
 
Happy to discuss.
 
Regards,
 
 
Annan Boag | Assistant Director | Dispute Resolution Branch
Office of the Australian Information Commissioner
175 Pitt Street SYDNEY NSW
GPO Box 5218 SYDNEY NSW 2001


+61 2 8231 4266 | xxxxx.xxxx@xxxx.xxx.xx
 
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From:
Ashley SMITH on behalf of FOI
To:
Annan Boag
Subject:
RE: Notice of complaint by Ben Fairless - FA14/02/01093 [SEC=UNCLASSIFIED]
Date:
Thursday, 13 March 2014 1:59:00 PM
Attachments:
Freedom of Information request - Directions from Ministers in relation t....vmbx
UNCLASSIFIED
Good afternoon Annan,
 
 
1.       Please provide a copy of the applicant’s email (sent via Right to Know) and dated 22
 February 2014, in the form that it was received by DIBP.
Attached.
2.       On what date does DIBP consider that its obligation to process this request under s 15 of
 the FOI Act was enlivened? (e.g., the email of 22 February 2014 or the email of 27
 February 2014)
27 February 2014
3.       What email address is the Department now using as its address for notice for Mr
 Fairless, in relation to this FOI request?
xxxxxxxxxxxxxxxxxxxxxxxx@xxxxxxxxxxx.xxx.xx
 
Thank you.
 
 
Ashley Smith
FOI & Privacy Policy Section
Department of Immigration and Border Protection
Telephone: (02) 6225 8037
 
UNCLASSIFIED
From: Annan Boag [mailto:xxxxx.xxxx@xxxx.xxx.xx] 
Sent: Thursday, 13 March 2014 1:35 PM
To: FOI
Subject: RE: Notice of complaint by Ben Fairless - FA14/02/01093 [SEC=UNCLASSIFIED]
 
Good afternoon Ashley,
 
Thank you for advising that this FOI request is underway.
 
In the interim, would the Department please provide the following information and documents.
 This will inform the OAIC’s decision about whether or not to conduct an investigation of this
 complaint. I would appreciate a response by 27 March 2014.
 
1.       Please provide a copy of the applicant’s email (sent via Right to Know) and dated 22
 February 2014, in the form that it was received by DIBP.


2.       On what date does DIBP consider that its obligation to process this request under s 15 of
 the FOI Act was enlivened? (e.g., the email of 22 February 2014 or the email of 27
 February 2014)
3.       What email address is the Department now using as its address for notice for Mr
 Fairless, in relation to this FOI request?
 
Kind regards,
 
 
Annan Boag | Assistant Director | Dispute Resolution Branch
Office of the Australian Information Commissioner
175 Pitt Street SYDNEY NSW
GPO Box 5218 SYDNEY NSW 2001
+61 2 8231 4266 | xxxxx.xxxx@xxxx.xxx.xx
 
 
 
 
From: Ashley SMITH [mailto:xxxxxx.xxxxx@xxxx.xxx.xxOn Behalf Of FOI
Sent: Thursday, 13 March 2014 9:26 AM
To: Elizabeth Zatschler
Subject: RE: Notice of complaint by Ben Fairless - FA14/02/01093 [SEC=UNCLASSIFIED]
 
UNCLASSIFIED
Good morning Elizabeth,
 
The applicant confirmed his email address is one in which he will respond to the notices sent to
 him, thus we’re currently processing his FOI request which is due 29 March 2014.
Thanks.
 
 
Ashley Smith
FOI & Privacy Policy Section
Department of Immigration and Border Protection
Telephone: (02) 6225 8037
 
UNCLASSIFIED
From: Elizabeth Zatschler [mailto:xxxxxxxxx.xxxxxxxxx@xxxx.xxx.xx] 
Sent: Wednesday, 12 March 2014 8:32 AM
To: FOI
Subject: Notice of complaint by Ben Fairless [SEC=UNCLASSIFIED]
 
Our reference: CP14/00757


 
 
Ms Linda Rossiter
Department Of Immigration And Border Protection
PO Box 25
BELCONNEN ACT 2617
 
 
Dear Ms Rossiter
Notice of complaint by Ben Fairless
I am writing to notify you that Mr Ben Fairless has lodged a complaint about the manner in which
 the Department Of Immigration And Border Protection has handled his FOI request.
The Office of the Australian Information Commissioner is currently considering the complaint;
 however, due to a high volume of complaint and review applications we are experiencing a
 delay in allocating matters.
I enclose a copy of Mr Fairless’s complaint.
 
The OAIC encourages parties to a complaint to resolve their dispute informally, and we would
 encourage you to consider possible compromises or alternative solutions to the dispute in this
 matter.
If the department is currently dealing with this complaint or a subsequent FOI decision has been
 made could you please contact us to discuss this.
If you would like to speak to someone about this matter please call our Enquiries Line on 1300
 363 992. Our preference is to receive correspondence by email; however, mail can be sent to
 our Sydney office at GPO Box 5218 Sydney NSW 2001.  Please quote the reference number
 CP14/00757.
Yours sincerely
 
Elizabeth Zatschler  | Investigations Officer
Office of the Australian Information Commissioner
4 National Circuit, BARTON ACT 2600
GPO Box 2999 CANBERRA ACT 2601 |www.oaic.gov.au
Phone:  +61 2 6239 9121 
Fax: +61 2 6239 9187
Email: xxxxxxxxx.xxxxxxxxx@xxxx.xxx.xx
 
Protecting information rights – advancing information policy
 
P Please consider the environment before printing this email
 
 


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