This is an HTML version of an attachment to the Freedom of Information request 'NDIA case management guides'.


FOI 24/25-1490
OFFICIAL   For Internal Use Only 
Case Management Guide 
Behaviour Supports 
Field 
Category 
Reference Documents 
Title 
Behaviour Supports 
Purpose 
This document is part of a suite of guidance 
documents for Case Managers to use in formulating 
their approach to managing individual matters before 
the Administrative Review Tribunal (ART). 
Scope 
This Guide applies nationally to the conduct of all 
matters within the Administrative Review Tribunal 
Case Management Branch. 
What are 
Behaviour Supports are supports intended to help 
behaviour 
reduce or eliminate behaviours of concern exhibited 
supports? 
by a participant living with disability.  
Understanding 
Behaviours of concern refer to any behaviour which 
Behaviour Support and 
results in an adverse impact on the person’s quality 
Restrictive Practices - 
of life. This can include physical and verbal 
For Providers | NQSC 
aggression, property damage, inappropriate sexual 
behaviour, disinhibited and impulsive behaviour, as 
Fact Sheet 5: 
well as self-injurious behaviour (whether intentional 
Behaviours of Concern 
or not).
(Challenging Behaviour) 
 
| The Bridging Project, 
Please note the term ‘self-harm,’ when used in 
Scope Australia 
mental health settings, typically refers to intentional 
harm without suicidal intent, such as neglect, cutting, 
ingesting objects and self-poisoning.
  
Policy 
The ART process is often seen as stressful and 
NDIA Dispute Resolution 
statement 
adversarial by participants and prospective 
Policy 
participants of the Scheme. The NDIA will adopt a 
Appendix B to the Legal 
participant-focused approach to resolving disputes 
Services Directions 2017 
before the ART, and will work directly with participants 
and prospective participants to provide better and 
Section 34 (1) of the 
earlier outcomes, where possible.  
National Disability 
Insurance Scheme Act 

The role of the NDIA is to assist the ART in reaching 
2013 
the correct and preferable decision, including by 
assisting participants and prospective participants in 
Rule 5 of thNational 
reaching the best possible resolution by agreement. 
Disability Insurance 
Scheme (Supports for 

Behaviour Supports 
Participants) Rules 2013 
The NDIA will fund all reasonable and necessary 
behaviour supports which meet the NDIS funding 
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FOI 24/25-1490
OFFICIAL   For Internal Use Only 
Case Management Guide 
Behaviour Supports 
Field 
Category 
Reference Documents 
 
criteria, in line with a participant’s behaviour support 
What supports can we 
plan (BSP). All participants who exhibit behaviours of  fund? | NDIS 
concern should have a BSP in place.  
Section 3 of the National 
However, the NDIA is only able to fund behaviour 
Disability Insurance 
supports which are delivered by providers who are 
Scheme (Restrictive 
registered with the NDIS Quality and Safeguards 
Practices and Behaviour 
Commission (NQSC). The NDIA is unable to fund 
Support) Rules 2018 
behaviour supports which are delivered by any other,  National Disability 
non-registered provider. This is due to the risk of 
Insurance Scheme 
unauthorised use of Restrictive Practices as 
(NDIS Behaviour 
unregistered providers may not hold the same 
Support Practitioner 
reporting obligations to NQSC. The Registration 
Application) Guidelines 
requirements for the use of regulated restrictive 
2020 
practices guide is a flow chart that assists 
participants and their families to identify the types of 
Positive Behaviour 
supports that only a registered NDIS provider can 
Support and Behaviours 
deliver. It also identifies the options available when 
of Concerns  
an unregistered provider is currently involved and 
using a regulated restrictive practice. An accessible 
version of the flow chart is included in the appendix. 
The NDIA will not fund supports of any kind, under 
any circumstances, which cause, or are likely to 
cause, harm to the participant or others. 
Approach to 
The NDIA will fund all reasonable and necessary 
ART matters 
behaviour supports, so long as they are delivered by 
a registered behaviour support practitioner. 
How do we decide what 
The NDIA will refer to the available evidence when 
reasonable and 
considering the appropriate level of behaviour 
necessary supports to 
support funding needed to address a participant’s 
include in your plan? | 
unique behavioural complexities.  
NDIS 
Behaviour support funding is tiered, such that: 
Section 34 (1) of the 
National Disability 

Level 1 includes 
Insurance Scheme Act 
•  specialist behavioural intervention support, 
2013  
usually not exceeding 45 hours per annum 
Positive Behaviour 
(approx. 3 – 4 hours per month)  
Support and Behaviours 
•  training in behaviour management strategies,  of Concerns  
unusually not exceeding 20 hours per annum 
(approx. 1 – 2 hours per month); and  
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FOI 24/25-1490
OFFICIAL   For Internal Use Only 
Case Management Guide 
Behaviour Supports 
Field 
Category 
Reference Documents 
Level 2 includes 
•  specialist behavioural intervention support, 
usually not exceeding 90 hours per annum 
(approx. 7 – 8 hours per month)  
•  training in behaviour management strategies, 
usually not exceeding 30 hours per annum 
(approx. 2 – 3 hours per month)  
•  individual social skills development, usually 
not exceeding 40 hours per annum (approx. 3 
– 4 hours per month)  
The NDIA will need to consider whether behaviour 
supports would most appropriately be funded by 
another service delivery system (typically Justice, 
Education or Mental Health). 
The levels denote suggested packages of supports. 
Indeed, variations can be made to the packages and 
level of supports, to individualise to the participant 
based on the available evidence.  
Evidence 
The appropriate level of behaviour support funding 
recommended   will be informed by the extent and severity a 
particular participants’ behaviours of concern.  
Submitting behaviour 
Behaviours of concern will be set out in a 
support plans and 
comprehensive BSP. Most participants exhibiting 
reports | NQSC 
behaviours of concern will already have a BSP in 
Understanding 
place. Where this is not the case, in order to obtain a 
Behaviour Support and 
comprehensive BSP, further information regarding 
Restrictive Practices - 
behaviours of concern and the likelihood of harm is 
For Providers | NQSC 
required from the participant’s treating therapeutic 
Persons Giving Expert 
team; being the behaviours which behaviour supports  and Opinion Evidence 
seek to reduce or eliminate. These behaviours should  Guideline | 
be relevant to the participant’s disability and greater 
Administrative Appeals 
than age-typical behaviours (e.g., 2-year-old is 
Tribunal 
engaging in behaviours of concern such as biting; 
however, this behaviour may be perceived as age 
Positive Behaviour 
typical for children regardless of disabilities).  This 
Support and Behaviours 
evidence may come from a suitably qualified OT, 
of Concerns  
psychologist or behaviour support practitioner, with 
experience in assessment function and behaviour.  
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FOI 24/25-1490
OFFICIAL   For Internal Use Only 
Case Management Guide 
Behaviour Supports 
Field 
Category 
Reference Documents 
The NDIA will have regard to evidence from health 
and allied health care providers, occupational 
therapists, speech pathologists and physiotherapists 
(as appropriate) to aid its determination as to the 
reasonable and necessary level of behaviour support 
funding. 
Above all, the NDIA will carefully consider a 
participant’s context and journey with disability, 
placing a participant’s safety at the heart of the 
NDIA’s decision. The NDIA will also account for a 
participant’s own choices and preferences regarding 
the provision of behaviour support(s). The NDIA will 
not fund any support which causes, or is likely to 
cause, any harm to the participant, or any other 
person (including psychological harm and trauma).  
Other 
At a minimum, any behaviour support plan that 
considerations  contains a regulated restrictive practice needs to be 
reviewed every 12 months, or earlier if the 
participant’s circumstances change. 
 
Behaviour Support Plans are not the same as Applied 
Behavioural Analysis (ABA therapy) and are not 
interchangeable.  
Previous 
The AAT was satisfied that behaviour support funding 
relevant 
(110 hours per annum) met the reasonable and 
Castledine and National 
decisions 
necessary criteria under section 34 ‘because there 
Disability Insurance 
was no evidence presented’ that the requested 
Agency [2019] AATA 
supports ‘were not aligned with “current best 
4240 (16 October 2019) 
practice”’. The AAT set aside the decision of the 
at [311] – [330] and [336]  
NDIA. 
 
Document Control 
Responsible Person 
Date 
Document author 
Continuous Improvement 
October 2024 
Document approver 
Director, Continuous Improvement 
28 October 2024 
 
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