This is an HTML version of an attachment to the Freedom of Information request 'Evidence not raised in Trio Capital cases heard by Senior Member Jan Redfern'.


 
 
 
  
 
 
FOI ref: 2022/0026 
  
8 April 2022 
 
Ginger Midget 
C/- Gene Liu 
Email: xxxxxxxxxxxxxxxxxxxxxxxxx@xxxxxxxxxxx.xxx.xx     
 
 
Dear Mr Midget,  
 
Acknowledgement of Freedom of Information Request no. 2022/0026 
 
I refer to your request for access to documents under the Freedom of Information Act 
1982
 (FOI Act) received on 31 March 2022. 
 
You have requested access to:  
documents and correspondence related to documents which were discussed in a 
meeting between ASIC investigators Glen Unicomb, Tony Wright, AllyGroup senior 
consultant Joe Kouper (who may have been working as a contractor for the ATO, 
ASIC or in a private capacity), Shawn Richard and Kosta Green (either as Shawn 
Richard's lawyer or as a representative of Empyreal Investments or its Parent 
entity).
 
 
You provided the following description of the requested documents: 
#S02039572 
Power point presentation for the Huntleigh Investment Fund with WGI as the 
investment manager including individuals and their biographies. 

S#02067156 
This was described as a copy of a check written for 7.85 Million HKD for the 
purchase of Trio Capital. It was shown to Shawn Richard by AllyGroup employee 
Joe Kouper to rebut his claim that Jack Flader or Mathew Littauer funded the 
transaction.
 
 
I have identified the following case on the AAT’s electronic case management system: 
Liu and Australian Securities & Investments Commission; case number 2013/0608; 
decided by Senior Member Redfern on 31 October 2014. We will need to retrieve the file 
from our archives before we can process your request. 
 
In order to assist us in identifying the documents you have requested, could you please 
confirm that your request is in relation to this case?  
 
This case contains personal and business information that is confidential. Could you 
also please confirm your relationship to the case and whether or not you were a party to 
Level 6, 83 Clarence Street 
T: 02 9276 5000 or 1800 228 333 
National Relay Service 
SYDNEY NSW 2000 
F: 02 9276 5599 
www.relayservice.gov.au 
GPO Box 9955 Sydney NSW 2001 
E: xxx@xxx.xxx.xx 
 
ABN 90 680 970 626 
www.aat.gov.au 
 


 
 
 
  
 
 
the proceeding? We appreciate that this is private information. Therefore, you may wish 
to contact us directly at xxx@xxx.xxx.xx.  
 
We received your request on 31 March 2022 and the 30-day statutory period for 
processing your request commenced from the day after that date. You should therefore 
expect a decision from us by 2 May 2022. The 30-day period may be extended if we 
need to consult other parties or for other reasons permitted under the FOI Act. 
 
We will contact you using the email address you have provided. Please advise if you 
would prefer us to use an alternative means of contact.  
 
If you have any questions, please contact me on 02 9391 2413 or at xxx@xxx.xxx.xx. 
 
Yours sincerely, 
 
 
 
Charles M 
Authorised FOI Officer (APS6) 
 
 
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