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Application for a RSE Licence

We're waiting for Phillip Sweeney to read recent responses and update the status.

Dear Australian Prudential Regulation Authority,

The Superannuation Safety Amendment Act 2004 amended the Superannuation Industry (Supervision) Act 1993 so that trustees of regulated superannuation trusts, funds or schemes were required to obtain a RSE Licence from APRA.

APRA granted RSE Licence L0000758 to Corporate Combined Superannuation Pty Ltd or CCSL Ltd in 2006 (or 2005).

The documents I seek are copies of the application form and other documents lodged by Corporate Combined Superannuation Pty Ltd (or CCSL Ltd) to obtain Licence L0000758 from APRA.

Yours faithfully,

Phillip Sweeney

Freedom of Information, Australian Prudential Regulation Authority

Dear Mr Sweeney,

I acknowledge receipt of your FOI request dated 17 June 2021. We are processing your request and will respond soon.

Regards,

FOI OFFICER
T 02 9210 3000 | E [APRA request email]

AUSTRALIAN PRUDENTIAL REGULATION AUTHORITY
1 Martin Place (Level 12), Sydney, NSW 2000
GPO Box 9836, Sydney, NSW 2001
T 02 9210 3000 | W www.apra.gov.au

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Freedom of Information, Australian Prudential Regulation Authority

Dear Mr Sweeney,

APRA is requesting your consent to an extension of the processing period for your FOI request by 30 days under section 15AA(a) of the FOI Act.

APRA is due to decide your request by 17 July 2021. However, we require an extension of time to continue consultations and would appreciate your agreement to extending the processing period for your request. If you agree to the requested 30-day extension, APRA will decide your request by 16 August 2021.

Please advise in writing if you consent to this extension of time.

Regards,

FOI OFFICER
T 02 9210 3000 | E [APRA request email]

AUSTRALIAN PRUDENTIAL REGULATION AUTHORITY
1 Martin Place (Level 12), Sydney, NSW 2000 GPO Box 9836, Sydney, NSW 2001 T 02 9210 3000 | W www.apra.gov.au

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Phillip Sweeney

Dear Freedom of Information,
I agree to an extension as requested

Yours sincerely,

Phillip Sweeney

Australian Prudential Regulation Authority

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Freedom of Information, Australian Prudential Regulation Authority

Dear Mr Sweeney,

APRA is requesting your consent to an extension of the processing period for your FOI request by 30 days under section 15AA(a) of the FOI Act.

APRA is due to decide your request by 17 July 2021. However, we require an extension of time to continue consultations and would appreciate your agreement to extending the processing period for your request. If you agree to the requested 30-day extension, APRA will decide your request by 16 August 2021.

Please advise in writing if you consent to this extension of time.

Regards,

FOI OFFICER
T 02 9210 3000 | E [APRA request email]

AUSTRALIAN PRUDENTIAL REGULATION AUTHORITY
1 Martin Place (Level 12), Sydney, NSW 2000 GPO Box 9836, Sydney, NSW 2001 T 02 9210 3000 | W www.apra.gov.au

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Dear Freedom of Information,

I approve of the extension as requested

Yours sincerely,

Phillip Sweeney

Freedom of Information, Australian Prudential Regulation Authority

Dear Mr Sweeney,

APRA is currently considering your FOI request.

APRA is requesting your consent to an extension of the processing period for your FOI request by 30 days under section 15AA(a) of the FOI Act.

APRA is due to decide your request by 16 August 2021. However, we require an extension of time as due to the ongoing COVID-19 situation in NSW and Victoria, we have been unable to review the documents responsive to your FOI request. As such, we would appreciate your agreement to extend the processing period for your request.

If you agree to the requested 30-day extension, APRA will decide your request by 15 September 2021.

Please advise in writing if you consent to this extension of time.

Kind regards,
FOI OFFICER
T 02 9210 3000 | E [APRA request email]

AUSTRALIAN PRUDENTIAL REGULATION AUTHORITY
1 Martin Place (Level 12), Sydney, NSW 2000 GPO Box 9836, Sydney, NSW 2001 T 02 9210 3000 | W www.apra.gov.au

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Dear Freedom of Information,

I agree to the second extension

Yours sincerely,

Phillip Sweeney

Dear Freedom of Information,

I agree to the extension to 15 September 2021

Yours sincerely,

Phillip Sweeney

Freedom of Information, Australian Prudential Regulation Authority

Dear Mr Sweeney,

APRA is requesting your consent to an extension of the processing period for your FOI request by 30 days under section 15AA(a) of the FOI Act.

APRA is due to decide your request by 15 September 2021. However, we require an extension of time as due to the ongoing COVID-19 situation in NSW and Victoria, we have been unable to review the documents responsive to your FOI request. As such, we would appreciate your agreement to extend the processing period for your request.

If you agree to the requested 30-day extension, APRA will decide your request by 15 October 2021.

Please advise in writing if you consent to this extension of time.

Kind regards,

FOI OFFICER
T 02 9210 3000 | E [APRA request email]

AUSTRALIAN PRUDENTIAL REGULATION AUTHORITY
1 Martin Place (Level 12), Sydney, NSW 2000
GPO Box 9836, Sydney, NSW 2001
T 02 9210 3000 | W www.apra.gov.au

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Qin, Sascha, Australian Prudential Regulation Authority

Dear Mr Sweeney,

APRA is requesting your consent to an extension of the processing period for your FOI request by 30 days under section 15AA(a) of the FOI Act.

APRA is due to decide your request by 15 September 2021. However, we require an extension of time as due to the ongoing COVID-19 situation in NSW and Victoria, we have been unable to review the documents responsive to your FOI request. As such, we would appreciate your agreement to extend the processing period for your request.

If you agree to the requested 30-day extension, APRA will decide your request by 15 October 2021.

Please advise in writing if you consent to this extension of time.

Kind regards,

FOI OFFICER
T 02 9210 3000 | E [APRA request email]

AUSTRALIAN PRUDENTIAL REGULATION AUTHORITY
1 Martin Place (Level 12), Sydney, NSW 2000 GPO Box 9836, Sydney, NSW 2001 T 02 9210 3000 | W www.apra.gov.au

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Jasmin Clarke,

5 Attachments

Our reference: RQ21/02861

Agency reference: FOI 21-77

Mr Phillip Sweeney

 

Sent by email: [1][FOI #7519 email]

Extension of time application by the Australian Prudential Regulation
Authority 

Dear Mr Sweeney

 

I write to advise that on 17 September 2021, the Office of the Australian
Information Commissioner (the OAIC) received an application from the
Australian Prudential Regulation Authority (the Agency) for an extension
of time, to process your FOI request.

 

The Agency has applied for an extension of time under s 15AC of the
Freedom of Information Act 1982 (Cth) because it has been unable to
finalise your request within the initial decision period.

 

The Agency has advised the OAIC that:

 

·         On 17 June 2021, the Agency received your FOI request.

·         On 14 July 2021, the Agency obtained your agreement for an
extension of time under s 15AA of the FOI Act for 30 days till 16 August
2021 (OAIC ref: RQ21/01789).

·         On 11 August 2021, the Agency obtained your agreement for an
additional extension of time under s 15AA of the FOI Act for 30 days till
15 September 2021(OAIC ref: RQ21/02198)

·         On 8 September 2021, the Agency requested an additional
extension of time from you, however it appears no response has been
received.

·         The Agency considers your request to be voluminous as it
consists of a large number of hard copy documents.

·         Due to the COVID lockdowns in both the Sydney and Melbourne
offices, the Agency has faced logistical issues in accessing these
documents due to current remote working arrangements.

·         The Agency requires additional time to review the hardcopy
documents and finalise the decision.

 

The Agency has requested an extension to 14 November 2021. I will take any
comments you may have to make into account when deciding the application.

 

Please respond to this email by close of business 28 September 2021. If I
do not hear from you by this date, the decision maker will make a decision
on the basis of the information provided to me by the Agency.

 

You will be notified of the decision once the matter has been finalised.

 

Further information about extension of time requests may be found on our
website at [2]Extensions of time.

Contact

If you have any questions regarding this email please contact me on (02)
9284 9847 or via email [3][email address]. Please quote OAIC
reference number at the top of this email in all correspondence.

 

Sincerely

 

[4][IMG]   Jasmin Clarke  |  Assistant
Review and Investigation
Advisor

Investigations and Compliance

Freedom of information
Regulatory Group

Office of the Australian
Information Commissioner

GPO Box 5218 Sydney NSW 2001  |
 [5]oaic.gov.au

+61 2 9284 9847  | 
[6][email address]
[10]Subscribe [11]Subscribe to
[7]Facebook | [8]LinkedIn | [9]Twitter |   icon Information
Matters

 

 

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References

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Dear Jasmin Clarke,

Can you please explain why the Office of the Information Commissioner has become involved in an FOI request that only involves APRA?

Yours sincerely,

Phillip Sweeney

We don't know whether the most recent response to this request contains information or not – if you are Phillip Sweeney please sign in and let everyone know.