ASCI's Proceedings Against NAB's Superannuation Trustee

Phillip Sweeney made this Freedom of Information request to Australian Securities and Investments Commission

The request was successful.

From: Phillip Sweeney

Delivered

Dear Australian Securities and Investments Commission,

On Thursday 6 September 2018 ASIC commenced Federal Court action against NAB companies NULIS Nominees (Australia) Limited (NULIS) and MLC Nominees Pty Ltd (MLC Nominees).

The documents I seek are the most recent versions of the Originating Process document and the Concise Statement document associated with these proceedings in the Federal Court

I also seek any document that identified the names of Counsel who ASIC has or will engage to plead this matter in the Federal Court

Yours faithfully,

Phillip Sweeney

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From: Phillip Sweeney

Delivered

Dear Australian Securities and Investments Commission,

I am clarifying my FOI request to include copies of the following documents filed by ASIC in NSD1654/2018

23 October 2018 - Particulars (including Further and better Particulars)
12 October Amended Document
12 October Amended Document

Yours faithfully,

Phillip Sweeney

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From: Jeremiah Leong
Australian Securities and Investments Commission


Attachment image001.jpg
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Dear Mr Sweeney

 

I refer to your email to the Australian Securities and Investments
Commission (ASIC) dated 26 November 2018.

 

I acknowledge receipt of your request and advise that I am the relevant
decision maker.

 

ASIC is prepared to release the identity of the Counsel in relation to
these proceedings outside the request process established by the Freedom
of Information Act 1982 (Cth) (‘the Act’). However, in exercising this
discretion, ASIC requires that you first withdraw the formal request under
the Act.

 

Please confirm whether you wish to withdraw your formal request by close
of business on 12 December 2018.

 

Yours faithfully,

 

Jeremiah Leong

Freedom of Information Officer, Chief Legal Office

Australian Securities and Investments Commission

Level 7, 120 Collins Street, Melbourne, 3000

Tel: +61  3 9280 3451

[1][email address]

[2]ASIC logo

 

 

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From: Jeremiah Leong
Australian Securities and Investments Commission

Dear Mr Sweeney

I refer to your emails to the Australian Securities and Investments Commission (ASIC) dated 5 December 2018.

I acknowledge receipt of your request and advise that I am the relevant decision maker.

Noting that you have clarified your request of 5 December 2018, I will review this clarified request.

I will convey my decision to you in due course.

Yours faithfully,

Jeremiah Leong
Freedom of Information Officer, Chief Legal Office
Australian Securities and Investments Commission
Level 7, 120 Collins Street, Melbourne, 3000
Tel: +61 3 9280 3451
[email address]

show quoted sections

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From: Jeremiah Leong
Australian Securities and Investments Commission


Attachment image001.jpg
3K Download


Dear Mr Sweeney

 

I refer to my email to you dated 5 December 2018 in response to your
request under the Freedom of Information Act 1982 (Cth) (‘the Act’) sent
by email on 26 November 2018.

 

The Australian Securities and Investments Commission (‘ASIC’) advises that
the Counsel briefing ASIC in relation to the NULIS proceedings in the
Federal Court are: Tim Faulkner SC and Joanne Shepard.

 

As ASIC has provided the names of Counsel to you in relation to these
proceedings, and ASIC did not receive a response from you by 12 December
2018 as stipulated in my email to you on 5 December 2018, ASIC considers
that your formal request under the Act has been withdrawn.

 

Kind regards,

 

Jeremiah Leong

Freedom of Information Officer, Chief Legal Office

Australian Securities and Investments Commission

Level 7, 120 Collins Street, Melbourne, 3000

Tel: +61  3 9280 3451

[1][email address]

[2]ASIC logo

 

 

 

Please consider the environment before printing this document.

 

Information collected by ASIC may contain personal information. Please
refer to our [3]Privacy Policy for information about how we handle your
personal information, your rights to seek access to and correct
your personal information, and how to complain about breaches of your
privacy by ASIC.

 

This e-mail and any attachments are intended for the addressee(s) only and
may be confidential. They may contain legally privileged, copyright
material or personal and /or confidential information. You should not
read, copy, use or disclose the content without authorisation. If you have
received this email in error, please notify the sender as soon as
possible, delete the email and destroy any copies. This notice should not
be removed.

References

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1. mailto:[email address]
3. https://www.asic.gov.au/privacy

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From: Jeremiah Leong
Australian Securities and Investments Commission


Attachment image001.jpg
3K Download

Attachment 20181205 SWEENEY PHILLIP FOI response.pdf
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Dear Mr Sweeney

 

Please find attached my letter to you.

 

Kind regards,

 

Jeremiah Leong

Freedom of Information Officer, Chief Legal Office

Australian Securities and Investments Commission

Level 7, 120 Collins Street, Melbourne, 3000

Tel: +61  3 9280 3451

[1][email address]

[2]ASIC logo

 

 

Please consider the environment before printing this document.

 

Information collected by ASIC may contain personal information. Please
refer to our [3]Privacy Policy for information about how we handle your
personal information, your rights to seek access to and correct
your personal information, and how to complain about breaches of your
privacy by ASIC.

 

This e-mail and any attachments are intended for the addressee(s) only and
may be confidential. They may contain legally privileged, copyright
material or personal and /or confidential information. You should not
read, copy, use or disclose the content without authorisation. If you have
received this email in error, please notify the sender as soon as
possible, delete the email and destroy any copies. This notice should not
be removed.

References

Visible links
1. mailto:[email address]
3. https://www.asic.gov.au/privacy

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Australian Securities and Investments Commission only: