Australian Securities and Investments Commission

Part of the Treasury portfolio and a Federal authority, also called ASIC

The Australian Securities and Investments Commission (ASIC) is Australia's corporate, markets and financial services regulator. We contribute to Australia's economic reputation and well being by ensuring that Australia's financial markets are fair and transparent, supported by confident and informed investors and consumers.

121 requests
Make a request to this authority
Treasury Review of AFCA - Reporting Systemic Issues to ASIC - Resent
Request sent to Australian Securities and Investments Commission by Phillip Sweeney on .

Awaiting response.

{Note: This FOI Request was originally sent on 24 April 2021, however,an error message indicates that this request may not have been received by ASIC}...
Training documents provided by John Hempton
Request sent to Australian Securities and Investments Commission by Phillip Sweeney on .

Awaiting response.

Myriam Robin from the Australian Financial Review on 22 March 2021 reported that John Hempton, a superannuation whistleblower, was "schooling ASIC o...
AFCS's Processes for Systemic Issues
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Awaiting classification.

This is the mail system at host righttoknow.org.au. I'm sorry to have to inform you that your message could not be delivered to one or more recipients...
Advice to James Shipton
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Refused.

Dear Mr Sweeney, Please find attached my decision in relation to your FOI request, reference 213-2020. Regards,   Haydar Tuncer Senior Freed...
Terms of Engagement for Egon Zehnder
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney,   Please find attached a notice of decision and relevant documents in relation to your request under the Freedom of Information A...
Disclosures to the Minister by James Shipton and Daniel Crennan
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Partially successful.

Dear Mr Sweeney,   Please find attached correspondence in relation to your request under the Freedom of Information Act 1982.   Regards  ...
Compliance with the APS Code of Conduct before 1 July 2019
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney, Please find attached my decision in relation to your FOI request, reference[Phone Number Automatically Hidden], and a document releas...
Letter of Appointment - James Shipton
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney Please find attached my decision in relation to your request for internal review, reference 207-2020, along with a document released p...
Email or Correspondence from the Auditor General
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney, Please find attached my decision in relation to your FOI request, reference[Phone Number Automatically Hidden]. Regards,   Ha...
Corporate Credit Cards
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney   Please see attached correspondence.   Kind regards,   Jessica Zhang Freedom of Information Officer, Chief Legal Office...
Complaints Lodged and Investigated - EQUIFAX (EQUIFAX Australia Pty Ltd)
Response by Australian Securities and Investments Commission to Gayle on .

Refused.

Dear Gayle   Please find attached the internal review FOI decision.   Kind regards   Aya Morton Escalated Matters and Government, Assessme...
Cyber Security Incidents/Cybercrimes/Data Breaches incurred Businesses
Response by Australian Securities and Investments Commission to Steven Roddis on .

Awaiting classification.

Dear Mr Roddis,   Freedom of Information Request 226-2020 – Deemed withdrawal under section 24AB   Further to my email dated 23 November 2020,...
Change of Status of Legislative Instrument 2018/474
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Long overdue.

Dear Mr Sweeney, Please find attached my decision in relation to your FOI request received on 30 September 2020. Yours sincerely, Fleur Forsyth Law...
Correspondence between Member for Goldstein and ASIC
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney,   Please see attached correspondence from ASIC.   Regards   Justin Frank Lawyer, FOI & Privacy, Chief Legal Office Aust...
ASIC Superannuation (Amendment) Instrument 2018/474
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Long overdue.

Dear Mr Sweeney, Please find attached my decision in relation to your FOI request, reference 192-2020. Regards,   Haydar Tuncer Senior Freed...
COVID-19 FOI Request - ASIC's "No Action Letters" Hayne Royal Commission - Part 2
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney   Please find attached the decision relating to your request under the Freedom of Information Act 1982.   Kind regards Mabel...
COVID-19 FOI Request - ASIC's "No Action Letters" Hayne Royal Commission
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney   Please find attached the decision relating to your request under the Freedom of Information Act 1982.   Kind regards Mabel...
COVID-19 FOI Request - Class Orders
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney, I refer to your request for internal review below, in which you seek the provision of the Class Order reference numbers together with...
COVID-19 FOI Request:Copy of a Response on a "Straw Man Complaint"
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney   Freedom of Information Request 110-2020 – Notice of Access Decision   Please see the attached decision.   Regards   K...
COVID-19 FOI Request - Purported Fund Rules dated too late.
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney   Freedom of Information Request 154-2020 – Notice of Access Decision   Please see the attached decision.   Regards   K...
COVID-19 FOI Request - Purported 'Successor Fund Transfer' - Widows Survivorship Pension
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney   Freedom of Information Request 153-2020 – Notice of Access Decision   Please see attached decision.   Regards   Kryst...
COVID-19 FOI Request - Determination by the SCT
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney   Freedom of Information Request 148-2020 – Notice of Access Decision   Please see attached decision.   Regards   Kryst...
COVID-19 FOI Request - Standing of a Member of the Public to Commence Criminal Proceedings
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney   Please see attached correspondence.   Kind regards,   Jessica Zhang Freedom of Information Officer, Chief Legal Office...
COID-19 FOI Request - Australian Superannuation Authority
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Refused.

Dear Mr Sweeney,   Please find attached my decision in relation to your FOI request received on 15 August 2020.   Yours sincerely,     F...
COVID-19 FOI Request - ASIC's law library catalogue
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney, Please find attached my decision in relation to your FOI request, reference 165-2020, together with the document that I have decide...

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