Australian Securities and Investments Commission

Part of the Treasury portfolio and a Federal authority, also called ASIC

The Australian Securities and Investments Commission (ASIC) is Australia's corporate, markets and financial services regulator. We contribute to Australia's economic reputation and well being by ensuring that Australia's financial markets are fair and transparent, supported by confident and informed investors and consumers.

61 requests
This is a transcript of the FOI Request previously sent to ASIC Dear Australian Securities and Investments Commission, ASIC gave an undertaking...
Dear Mr Sweeney   Freedom of Information Request – Acknowledgement   We refer to your request for access to documents under the Freedom of Inf...
Dear Mr Sweeney   Freedom of information request – consultation with affected third parties   Please find attached our letter, sent by email on...
Referal under s64 of the SRC Act Waiting clarification.
Dear Mr Sweeney Thank you for your response. In relation to your intended use of the documents(s), if released, do you consent to the release of your...
Dear Mr Simpson, I refer to your request for an internal review of a decision under the FOI Act. Please see attached Notice of Decision. Please cont...
Dear Mr Simpson, Attached is a letter from ASIC. Kind regards, Patricia Hu | Lawyer | Insolvency Practitioners | Brisbane | ' 07 3867 4976 | * [1...
Dear Mr Sweeney, Please see attached correspondence in relation to your request dated 11 March 2018. Kind regards Melissa Smith | Senior Manager...
Misconduct of staff
Response by Australian Securities and Investments Commission to Julie on .
Waiting clarification.
Dear Julie, Please see attached letter. Regards Nicky Peacocke |Employee Relations Manager | People & Development | ASIC | Sydney | ( 02 9911 5...
Dear Mr Sweeney Please find attached ASIC's decision in relation to your FOI request. Regards Lauren Lauren Roy | Escalated Matters & Government...
Dear Mr McDermott, Please find attached a letter concerning your FOI request, which is now withdrawn. Regards, Fiona Crowe | Misconduct & Breach...
Dear Mr Sweeney, Please find notice of my decision attached. Chelsea McIntosh Escalated Matters & Government | Assessment & Intelligence | ASIC |...
Dear Mr Sweeney, ASIC's response to your FOI request  is attached below.   Yours sincerely Mirijana Soldatic | FOI Coordinator| Chief Legal Offic...
I am out of the office until 24/07/2017.   For urgent matters, please email [email address] in my absence.       Note: This is an automated resp...
We are a group of 160 clients of Courtenay House Capital Trading Group seeking information to resolve outstanding questions relating to our funds wh...
Dear Mr Sweeney, ASIC's response to your FOI request  is attached below.   Yours sincerely Mirijana Soldatic | FOI Coordinator| Chief Legal Offic...
Dear Mr Sweeney, Please see the attached letter in relation to your Freedom of Information Request dated 16 March 2017. Regards, Phillip Mines |...
Dear Mr Smith Please refer to attached letter. Yours sincerely Victoria Skinner Victoria Skinner Employee Relations Manager People & Developmen...
Dear Mr Simpson Please see the attached correspondence from ASIC regarding your FOI request. Kind regards Lauren Lauren Roy | Escalated Matters...
Dear Mr Simpson Please see the attached correspondence from ASIC regarding your FOI request. Kind regards Lauren Lauren Roy | Escalated Matters...
Dear Mr Sweeney Please see attached letter in relation to your FOI request. Regards Leah Quach Leah Quach | Lawyer (Tue – Fri) | Investment Mana...
Dear Mr Sweeney Attached is a decision letter regarding your email of 8 December 2016 and a copy of the document. Regards Tegan Tegan Lemm | La...
Information on Lamattina Partially successful.
Dear Mr. Johnstone, Freedom of Information request - Lamattina companies I refer to the Notice of Decision dated 21 October 2016 (attached below)....
Dear Mr Sweeney, ASIC's response to your FOI request  is attached below.  It was sent on 6 October 2016 however it appears that it  was sent to the...
Dear Mr Sweeney I refer to your request for an internal review of the above decision, as received by email on 13 October 2016. I am conducting the...
Dear Mr Sweeney Attached is a letter. Yours sincerely Michelle Reid     Please consider the environment before printing this document   ...

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