Australian Securities and Investments Commission

Part of the Treasury portfolio and a Federal authority, also called ASIC

The Australian Securities and Investments Commission (ASIC) is Australia's corporate, markets and financial services regulator. We contribute to Australia's economic reputation and well being by ensuring that Australia's financial markets are fair and transparent, supported by confident and informed investors and consumers.

118 requests
Make a request to this authority
Compliance with the APS Code of Conduct before 1 July 2019
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Awaiting classification.
Dear Mr Sweeney, Please find attached my decision in relation to your FOI request, reference[Phone Number Automatically Hidden], and a document releas...
Email or Correspondence from the Auditor General
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Awaiting classification.
Dear Mr Sweeney, Please find attached my decision in relation to your FOI request, reference[Phone Number Automatically Hidden]. Regards,   Ha...
Corporate Credit Cards
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Awaiting classification.
Dear Mr Sweeney   Please see attached correspondence.   Kind regards,   Jessica Zhang Freedom of Information Officer, Chief Legal Office...
Complaints Lodged and Investigated - EQUIFAX (EQUIFAX Australia Pty Ltd)
Internal review request sent to Australian Securities and Investments Commission by Gayle on .
Awaiting internal review.
Dear Ms Byrne or the Senior Manager (Freedom of Information) I wish to request an internal review of your decision dated 24 November 2020 (Ref Number...
Cyber Security Incidents/Cybercrimes/Data Breaches incurred Businesses
Response by Australian Securities and Investments Commission to Steven Roddis on .
Awaiting classification.
Dear Mr Roddis,   Freedom of Information Request No.[Phone Number Hidden]   Please find attached a notice of a request consultation process due...
Terms of Engagement for Egon Zehnder
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Awaiting classification.
Dear Mr Sweeney,   Please see attached notice in relation to your request under the Freedom of Information Act.   Regards   Justin Frank...
Advice to James Shipton
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Delayed.
Dear Mr Sweeney, I refer to your FOI request, reference 213-2020. Please find attached notice of an extended timeframe in order to consult with a th...
Change of Status of Legislative Instrument 2018/474
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Delayed.
Dear Mr Sweeney, Please find attached my decision in relation to your FOI request received on 30 September 2020. Yours sincerely, Fleur Forsyth Law...
Disclosures to the Minister by James Shipton and Daniel Crennan
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Delayed.
Dear Mr Sweeney,   Please see attached notice in relation to your request under the Freedom of Information Act.   Regards   Justin Frank...
Correspondence between Member for Goldstein and ASIC
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Successful.
Dear Mr Sweeney,   Please see attached correspondence from ASIC.   Regards   Justin Frank Lawyer, FOI & Privacy, Chief Legal Office Aust...
Letter of Appointment - James Shipton
Internal review request sent to Australian Securities and Investments Commission by Phillip Sweeney on .
Awaiting internal review.
Please pass this on to the person who conducts Freedom of Information reviews. I am writing to request an internal review of Australian Securities...
ASIC Superannuation (Amendment) Instrument 2018/474
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Delayed.
Dear Mr Sweeney, Please find attached my decision in relation to your FOI request, reference 192-2020. Regards,   Haydar Tuncer Senior Freed...
COVID-19 FOI Request - ASIC's "No Action Letters" Hayne Royal Commission - Part 2
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Successful.
Dear Mr Sweeney   Please find attached the decision relating to your request under the Freedom of Information Act 1982.   Kind regards Mabel...
COVID-19 FOI Request - ASIC's "No Action Letters" Hayne Royal Commission
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Successful.
Dear Mr Sweeney   Please find attached the decision relating to your request under the Freedom of Information Act 1982.   Kind regards Mabel...
COVID-19 FOI Request - Class Orders
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Successful.
Dear Mr Sweeney, I refer to your request for internal review below, in which you seek the provision of the Class Order reference numbers together with...
COVID-19 FOI Request:Copy of a Response on a "Straw Man Complaint"
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Successful.
Dear Mr Sweeney   Freedom of Information Request 110-2020 – Notice of Access Decision   Please see the attached decision.   Regards   K...
COVID-19 FOI Request - Purported Fund Rules dated too late.
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Successful.
Dear Mr Sweeney   Freedom of Information Request 154-2020 – Notice of Access Decision   Please see the attached decision.   Regards   K...
COVID-19 FOI Request - Purported 'Successor Fund Transfer' - Widows Survivorship Pension
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Successful.
Dear Mr Sweeney   Freedom of Information Request 153-2020 – Notice of Access Decision   Please see attached decision.   Regards   Kryst...
COVID-19 FOI Request - Determination by the SCT
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Successful.
Dear Mr Sweeney   Freedom of Information Request 148-2020 – Notice of Access Decision   Please see attached decision.   Regards   Kryst...
COVID-19 FOI Request - Standing of a Member of the Public to Commence Criminal Proceedings
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Successful.
Dear Mr Sweeney   Please see attached correspondence.   Kind regards,   Jessica Zhang Freedom of Information Officer, Chief Legal Office...
COID-19 FOI Request - Australian Superannuation Authority
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Refused.
Dear Mr Sweeney,   Please find attached my decision in relation to your FOI request received on 15 August 2020.   Yours sincerely,     F...
COVID-19 FOI Request - ASIC's law library catalogue
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Successful.
Dear Mr Sweeney, Please find attached my decision in relation to your FOI request, reference 165-2020, together with the document that I have decide...
COVID-19 FOI Request: Misrepresentation of the Jurisdiction of ASIC
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Refused.
Dear Mr Sweeney   Further to my below email. I note that the schedule of requests was omitted. It is now attached.   Regards   Krystal Fun...
COVID-19 FOI Request - More Misconduct by ASIC Officers
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Successful.
Dear Mr Sweeney,   Please find attached my decision in relation to your FOI request received on 25 July 2020.   Yours sincerely,   Fleur F...
COVID-19 FOI Request - Superannuation Authority
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Awaiting internal review.
Dear Mr Sweeney, Please find attached my decision in relation to your request for internal review, reference 161-2020.   Regards,   Haydar T...

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