Australian Securities and Investments Commission

Part of the Treasury portfolio and a Federal authority, also called ASIC

The Australian Securities and Investments Commission (ASIC) is Australia's corporate, markets and financial services regulator. We contribute to Australia's economic reputation and well being by ensuring that Australia's financial markets are fair and transparent, supported by confident and informed investors and consumers.

91 requests
A number of FOI requests have recently been lodged with ASIC related to misconduct by ASIC Officers Warren Day. Belinda Taneski and Gerard Fitzgeral...
I refer to your letter of 10 July 2020 {ASIC ref: FOI 1 10-2020} This letter makes reference to the following five FOI requests: (i) COVID-19 FO...
For ASIC to “administer” statutory laws contained in the Corporations Act 2001, the ASIC Act 2001 and the Superannuation Industry (Supervision) Act...
In a Media Release dated Thursday 2 February 2017 and titled "17-022MR ASIC imposes licence conditions on NAB’s superannuation trustee" ASIC requ...
Prior to 1 July 2019 ASIC staff were subject to the Public Service Act 1999. Subsection 13(9) provides: (9) An APS employee must not provide fals...
The Australian Law Dictionary {Oxford University Press} defines “trust deed” as follows: “The instrument (a deed of settlement) establishing a tru...
Prior to 1 July 2019 ASIC staff were subject to the Public Service Act 1999. Subsection 13(9) provides: (9) An APS employee must not provide fals...
Prior to 1 July 2019 ASIC staff were subject to the Public Service Act 1999. Subsection 13(9) provides: (9) An APS employee must not provide fals...
Prior to 1 July 2019 ASIC staff were subject to the Public Service Act 1999. Subsection 13(9) provides: (9) An APS employee must not provide fa...
Dear Mr Sweeney Please find attached the decision concerning your FOI request, reference 234-2019. Yours sincerely,   Mirijana Soldatic Seni...
Criminal prosecution guidelines Partially successful.
Dear Mr Smith, Please find attached my decision in relation to your FOI request, reference 041-2020, together with the document to which I have deci...
Dear Mr Hopes,   Please find the attached decision in relation to your request under the Freedom of Information Act 1982 (Cth).   Kind regards...
Dear Steven   Please find attached notification of my decision in relation to your FOI request of 11 September 2019.   Yours sincerely   G...
Hello Phillip,   This is a reminder that payment of the attached invoice is now overdue.  If payment has already been made in full can you please...
Dear Sir, You have asked for an internal review of ASIC's handling of your FOI request titled 'Australian Financial Complaints Authority Where does th...
Dear Mr Sweeney,   Please find the attached correspondence in relation to your request under the Freedom of Information Act 1982 (Cth).   Kind...
Dear Mr Sweeney, A response to your FOI request received by ASIC on 26 November 2018 was sent to you on 17 December 2018. However, the email correspon...
Dear Mr Sweeney   Please find attached my letter to you.   Kind regards,   Jeremiah Leong Freedom of Information Officer, Chief Legal Off...
Dear Mr Sweeney   Please find attached:   o ASIC’s Decision in response to your FOI request; and o the documents we have released to you.  ...
Dear Mr Sweeney   Please find attached ASIC’s decision in relation to your FOI request received on 6 August 2019.     Regards Lauren  ...
Dear Mr Sweeney,   Please see attached correspondence.   Kind regards,   Jessica Zhang Freedom of Information Officer, Chief Legal Office...
Dear Mr Sweeney, ASIC considers that your formal request under the Freedom of Information Act 1982 (Cth) has been withdrawn. Please find attached a...
Dear Mr Sweeney   Please find attached my letter to you.   Kind regards,   Jeremiah Leong Freedom of Information Officer, Chief Legal Off...
As a legal practitioner you would know that acquiescence is admission by default. You might consider trying to perfect the law rather than just me...
Some of the wanted information is not held by the authority. Other information held by the authority is available for a fee and is therefore not access...

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