Australian Securities and Investments Commission

Part of the Treasury portfolio and a Federal authority, also called ASIC

The Australian Securities and Investments Commission (ASIC) is Australia's corporate, markets and financial services regulator. We contribute to Australia's economic reputation and well being by ensuring that Australia's financial markets are fair and transparent, supported by confident and informed investors and consumers.

77 requests
I am now willing to pay the charge of $70.00 If necessary I am resubmitting this FOI request. Yours sincerely, Phillip Sweeney
Dear Mr Sweeney   Please find attached my letter to you.   Kind regards,   Jeremiah Leong Freedom of Information Officer, Chief Legal Off...
Dear Mr Sweeney,   Please see attached correspondence.   Kind regards,   Jessica Zhang Freedom of Information Officer, Chief Legal Office...
On the 6 September 2018, ASIC announced that it had commenced civil proceedings in the Federal Court against two NAB superannuation trustees, one of...
The following email was sent on 8 August 2018 at a time when Royal Commissioner Hayne was examining the conduct of superannuation trustees, which in...
Dear Mr Sweeney, ASIC considers that your formal request under the Freedom of Information Act 1982 (Cth) has been withdrawn. Please find attached a...
Dear Mr Sweeney   Please find attached my letter to you.   Kind regards,   Jeremiah Leong Freedom of Information Officer, Chief Legal Off...
As a legal practitioner you would know that acquiescence is admission by default. You might consider trying to perfect the law rather than just me...
Some of the wanted information is not held by the authority. Other information held by the authority is available for a fee and is therefore not access...
Dear Mr Sweeney,   Please see attached correspondence.   Kind regards,   Jessica Zhang Freedom of Information Officer, Chief Legal Office...
Dear Sir, You have asked for an internal review of ASIC's handling of your FOI request titled 'Australian Financial Complaints Authority Where does th...
Dear Mr Sweeney,   Please see attached correspondence.   Kind regards,   Jessica Zhang Freedom of Information Officer, Chief Legal Office...
Dear Mr Sweeney   Freedom of information request – confirmation of withdrawal   Please find attached our letter, sent by email only.   Your...
Dear Mr Sweeney I write to you regarding your FOI application by email of 28 August 2018 in the matter of MLC Nominees, seeking access to a related...
Dear Mr Sweeney   Please find attached my decision regarding your request for an internal review.     Regards Lauren   Lauren Roy Tea...
Dear Mr Sweeney   Please find attached my letter to you.   Kind regards,   Jeremiah Leong Freedom of Information Officer, Chief Legal Off...
Dear Mr Sweeney   Please find attached my letter to you.   Kind regards,   Jeremiah Leong Freedom of Information Officer, Chief Legal Off...
FOI Delegations
Follow up sent to Australian Securities and Investments Commission by Ben Fairless on .
Successful.
Thank you for responding with the documents, ASIC is the only agency I'm aware of that manage their FOI authorisations in this way. Yours sincerel...
Dear Mr Sweeney   Freedom of information request – notice of charge decision   Please find attached our letter, sent by email only.   Yours...
ASIC has commenced proceedings in the Federal Court (Sydney) in relation to misconduct by NULIS Nominees (Australia) Ltd following testimony given i...
Dear Mr Sweeney   We refer to your request for access to documents under the Freedom of Information Act 1982.   Please find attached ASIC’s no...
Dear Mr Simpson, Attached is a letter from ASIC. Kind regards, Patricia Hu | Lawyer | Insolvency Practitioners | Brisbane | ' 07 3867 4976 | * [1...
Dear Mr Sweeney, Please see attached correspondence in relation to your request dated 11 March 2018. Kind regards Melissa Smith | Senior Manager...
Misconduct of staff
Response by Australian Securities and Investments Commission to Julie on .
Waiting clarification.
Dear Julie, Please see attached letter. Regards Nicky Peacocke |Employee Relations Manager | People & Development | ASIC | Sydney | ( 02 9911 5...
Dear Mr Sweeney Please find attached ASIC's decision in relation to your FOI request. Regards Lauren Lauren Roy | Escalated Matters & Government...

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