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Granting of RSE Licence to IOOF Trustee

Phillip Sweeney made this Freedom of Information request to Australian Prudential Regulation Authority

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From: Phillip Sweeney

Delivered

Dear Australian Prudential Regulation Authority,

During or around 2006, APRA granted RSE License L0000406 to I.O.O.F. Investment Management Limited.

The documents I seek are:

(i) A Copy of the letter in which APRA advised that this RSE License had been granted; and,
(ii) Copies of the documents lodged by I.O.O.F. Investment Management Limited in support of the application to obtain this RSE License.

Yours faithfully,

Phillip Sweeney

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From: Freedom of Information
Australian Prudential Regulation Authority

Dear Mr Sweeney

 

I acknowledge receipt of your FOI request dated 19 March 2019. We are
processing your request and will respond soon.

 

Kind regards

 

APRA FOI Officer

 

[1]http://www.apra.gov.au/PublishingImages/...

 

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From: Freedom of Information
Australian Prudential Regulation Authority


Attachment FOI 19 35 Notice of Decision.pdf
384K Download View as HTML


Dear Mr Sweeney,

 

Please find attached APRA's Notice of Decision dated 18 April 2019.

 

Kind regards,

 

APRA FOI Officer

 

[1]http://www.apra.gov.au/PublishingImages/...

 

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