Granting of RSE Licence to IOOF Trustee
Phillip Sweeney made this Freedom of Information request to Australian Prudential Regulation Authority
This request has been closed to new correspondence from the public body. Contact us if you think it ought be re-opened.
Dear Australian Prudential Regulation Authority,
During or around 2006, APRA granted RSE License L0000406 to I.O.O.F. Investment Management Limited.
The documents I seek are:
(i) A Copy of the letter in which APRA advised that this RSE License had been granted; and,
(ii) Copies of the documents lodged by I.O.O.F. Investment Management Limited in support of the application to obtain this RSE License.
Yours faithfully,
Phillip Sweeney
Dear Mr Sweeney
I acknowledge receipt of your FOI request dated 19 March 2019. We are
processing your request and will respond soon.
Kind regards
APRA FOI Officer
[1]http://www.apra.gov.au/PublishingImages/...
-----Original Message-----
From: Phillip Sweeney
[mailto:[FOI #5317 email]]
Sent: Tuesday, 19 March 2019 1:41 PM
To: Freedom of Information <[email address]>
Subject: Freedom of Information request - Granting of RSE Licence to IOOF
Trustee
Dear Australian Prudential Regulation Authority,
During or around 2006, APRA granted RSE License L0000406 to I.O.O.F.
Investment Management Limited.
The documents I seek are:
(i) A Copy of the letter in which APRA advised that this RSE License had
been granted; and,
(ii) Copies of the documents lodged by I.O.O.F. Investment Management
Limited in support of the application to obtain this RSE License.
Yours faithfully,
Phillip Sweeney
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References
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Dear Mr Sweeney,
Please find attached APRA's Notice of Decision dated 18 April 2019.
Kind regards,
APRA FOI Officer
[1]http://www.apra.gov.au/PublishingImages/...
-----Original Message-----
From: Phillip Sweeney
[mailto:[FOI #5317 email]]
Sent: Tuesday, 19 March 2019 1:41 PM
To: Freedom of Information <[email address]>
Subject: Freedom of Information request - Granting of RSE Licence to IOOF
Trustee
Dear Australian Prudential Regulation Authority,
During or around 2006, APRA granted RSE License L0000406 to I.O.O.F.
Investment Management Limited.
The documents I seek are:
(i) A Copy of the letter in which APRA advised that this RSE License had
been granted; and,
(ii) Copies of the documents lodged by I.O.O.F. Investment Management
Limited in support of the application to obtain this RSE License.
Yours faithfully,
Phillip Sweeney
-------------------------------------------------------------------
Please use this email address for all replies to this request:
[2][FOI #5317 email]
Is [3][APRA request email] the wrong address for Freedom of Information
requests to Australian Prudential Regulation Authority? If so, please
contact us using this form:
[4]https://www.righttoknow.org.au/change_re...
This request has been made by an individual using Right to Know. This
message and any reply that you make will be published on the internet.
More information on how Right to Know works can be found at:
[5]https://www.righttoknow.org.au/help/offi...
If you find this service useful as an FOI officer, please ask your web
manager to link to us from your organisation's FOI page.
-------------------------------------------------------------------
--------------------------------------------------------------------------
IMPORTANT NOTICE:
This e-mail is intended solely for the person or organisation to whom it
is addressed, and may contain secret, confidential or legally privileged
information.
If you have received this e-mail in error or are aware that you are not
authorised to have it, you MUST NOT use or copy it, or disclose its
contents to any person. If you do any of these things, you may be sued or
prosecuted.
If you have received this e-mail in error, please contact the sender
immediately.
--------------------------------------------------------------------------
References
Visible links
2. mailto:[FOI #5317 email]
3. mailto:[APRA request email]
4. https://www.righttoknow.org.au/change_re...
5. https://www.righttoknow.org.au/help/offi...