Notice of a Successor Fund Transfer
Phillip Sweeney made this Freedom of Information request to Australian Prudential Regulation Authority
This request has been closed to new correspondence from the public body. Contact us if you think it ought be re-opened.
Dear Australian Prudential Regulation Authority,
The Trustee of the Transferor Fund is required to
to advise APRA in writing of the intention of undertaking a
successor fund transfer pursuant to SIS Regulation 11.08.
APRA is then able to maintain up-to-date information and monitor
the transfer or merger, thereby ensuring the rights of
beneficiaries are protected.
The first document the applicant seeks is a copy of the most recent notice in
writing provided by by any licensed Trustee to APRA pursuant to SIS Regulation
11.08 confirming the transfer of members to any fund.
The transfer may or may not culminate in the winding up of the
fund, depending whether all or only some of members and their
benefits are transferred.
The second document the applicant seeks is a copy of the most recent notice in
writing provided by any licensed Trustee pursuant to SIS Regulation
11.08 confirming the purported wind-up of the fund after the transfer of members to another fund.
This notice in writing must be provided before the winding up is
Dear Mr Sweeney
Please see the attached acknowledgment letter.
APRA FOI Officer
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Dear Mr Sweeney,
Please see attached, APRA’s Notice of Decision dated 30 September 2015.
APRA FOI Officer