Notice of a Successor Fund Transfer

Phillip Sweeney made this Freedom of Information request to Australian Prudential Regulation Authority

The request was refused by Australian Prudential Regulation Authority.

From: Phillip Sweeney

Delivered

Dear Australian Prudential Regulation Authority,

The Trustee of the Transferor Fund is required to
to advise APRA in writing of the intention of undertaking a
successor fund transfer pursuant to SIS Regulation 11.08.

APRA is then able to maintain up-to-date information and monitor
the transfer or merger, thereby ensuring the rights of
beneficiaries are protected.

The first document the applicant seeks is a copy of the most recent notice in
writing provided by by any licensed Trustee to APRA pursuant to SIS Regulation
11.08 confirming the transfer of members to any fund.

The transfer may or may not culminate in the winding up of the
fund, depending whether all or only some of members and their
benefits are transferred.

The second document the applicant seeks is a copy of the most recent notice in
writing provided by any licensed Trustee pursuant to SIS Regulation
11.08 confirming the purported wind-up of the fund after the transfer of members to another fund.

This notice in writing must be provided before the winding up is
commenced.

Yours faithfully,

Phillip Sweeney

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From: Freedom of Information
Australian Prudential Regulation Authority


Attachment Ssydl28p2015091411354.pdf
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Dear Mr Sweeney

Please see the attached acknowledgment letter.

Kind regards

APRA FOI Officer

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Link to this

From: Freedom of Information
Australian Prudential Regulation Authority


Attachment 20150930 Notice of Decision 2716.pdf
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Attachment Picture Device Independent Bitmap 1.jpg
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Dear Mr Sweeney,
 
Please see attached, APRA’s Notice of Decision dated 30 September 2015.
 
Kind regards,
 
APRA FOI Officer
 
 
 
 
 
 

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