Number of Complaints Received Regarding Camelot Derivatives Pty. Ltd.

Brian P. McDermott made this Freedom of Information request to Australian Securities and Investments Commission

The request was refused by Australian Securities and Investments Commission.

From: Brian P. McDermott

Delivered

Dear Australian Securities and Investments Commission,

Would you please advise as to how many complaints have been received by your Commission regarding Neil King (AFSL No. 277719) and his company, Camelot Derivatives Pty. Ltd., now in liquidation, regarding his trading techniques, and his statements and claims as to what profits he was supposed to have made for his clients.since 2006-7.

Yours faithfully,

Brian P. McDermott

Link to this

From: Fiona Crowe
Australian Securities and Investments Commission


Attachment 3233 001.pdf
135K Download View as HTML


Dear Mr McDermott,

Please find attached a letter concerning your FOI request to ASIC.
Regards,
Fiona Crowe | Misconduct & Breach Reporting | Stakeholder Services | ASIC
| Telephone: +61 3 9280 3382 | Fax: +61 3 9280 3392 | Email:
[email address]

 

Please consider the environment before printing this document

 

 

NOTICE

This e-mail and any attachments are intended for the addressee(s) only and
may be confidential. They may contain legally privileged or copyright
material. You should not read, copy, use or disclose them without
authorisation. If you are not the intended recipient please contact the
sender as soon as possible by return e-mail and then please delete both
messages. This notice should not be removed.

 

Link to this

From: Fiona Crowe
Australian Securities and Investments Commission


Attachment 3403 001.pdf
67K Download View as HTML


Dear Mr McDermott,

Please find attached a letter concerning your FOI request, which is now
withdrawn.

Regards,
Fiona Crowe | Misconduct & Breach Reporting | Stakeholder Services | ASIC
| Telephone: +61 3 9280 3382 | Fax: +61 3 9280 3392 | Email:
[email address]

 

Please consider the environment before printing this document

 

 

NOTICE

This e-mail and any attachments are intended for the addressee(s) only and
may be confidential. They may contain legally privileged or copyright
material. You should not read, copy, use or disclose them without
authorisation. If you are not the intended recipient please contact the
sender as soon as possible by return e-mail and then please delete both
messages. This notice should not be removed.

 

Link to this

Things to do with this request

Anyone:
Australian Securities and Investments Commission only: