This is an HTML version of an attachment to the Freedom of Information request 'Internal systems of control and audit dates'.

Date: Wed, 09 Sep 2020 14:00:10 +0000
Subject: CM: Freedom of Information request - Internal systems of control and audit dates
From: Witherspoon <>
To: Freedom of Information <>

With reference to the Fraud and Corruption Control Plan 2018-20 (FCCP):

I would like to see:
1. completion dates of Assurance and Audit Committee reviews since 1 January 2016 as per ss. 6 & 7.6,
2. completion dates of AusIndustry Support for Business divisional fraud risk assessments since 1 January 2016 as per ss. 6 & 7.6,
3. all Incubator Support Initiative internal audit reports by Legal, Audit and Assurance as per s. 14.2,
4. all Incubator Support Initiative compliance reviews as per s. 14.4, and
5. all Incubator Support Initiative audit reports that address:
- insider threats as per s. 5.4, or
- employment screening as per s. 13.2, or
- leave policies as per s. 13.3, or
- conflicts of interest as per ss. 5.2 & 13.4, or
- cyber and digital awareness as per s. 5.5, or
- ICT compliance as per ss. 13.5 & 14.5.

Please note, items 1 and 2 pertain to dates only, whereas items 3, 4 and 5 request the actual reports.

Please exclude any duplicate documents or documents that mention the subject matter but are not final audit reports.

Yours faithfully,

Harry Witherspoon


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