ASIC Code of Conduct

Phillip Sweeney made this Freedom of Information request to Australian Securities and Investments Commission

The request was successful.

From: Phillip Sweeney

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Dear Australian Securities and Investments Commission,

Prior to 1 July 2019 ASIC staff were subject to the provisions of the Public Service Act 1999 including Section 13 - the APS Code of Conduct.

The document I seek is a copy of the Code of Conduct that has replaced Section 13 of the Public Service Act 1999 for ASIC employees including the Chairman and Commissioners.

Yours faithfully,

Phillip Sweeney

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From: Jessica Zhang
Australian Securities and Investments Commission


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Dear Mr Sweeney

 

I refer to your email to the Australian Securities and Investments
Commission (ASIC) dated 6 July 2019.

 

I acknowledge receipt of your request and advise that I am the relevant
decision maker.

 

ASIC is prepared to release a copy of its new Code of Conduct outside of
the request process established by the Freedom of Information Act 1982
(Cth) (‘the Act’). However, in exercising this discretion, ASIC requires
that you first withdraw the formal request under the Act.

 

Please confirm whether you wish to withdraw your formal request by close
of business on 15 July 2019.

 

Yours faithfully,

 

Jessica Zhang
Freedom of Information Officer, Chief Legal Office

Australian Securities and Investments Commission

Level 7, 120 Collins Street, Melbourne, 3000

Tel: +61 (03) 9280 4156

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From: Phillip Sweeney

Delivered

Dear Jessica Zhang,

I withdraw this FOI Request on the understanding that ASIC will provide a copy of this document as described in your email of 8 July 2019

Yours sincerely,

Phillip Sweeney

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From: Jessica Zhang
Australian Securities and Investments Commission


Attachment asic code of conduct published july 2019.pdf
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Dear Mr Sweeney,

ASIC considers that your formal request under the Freedom of Information Act 1982 (Cth) has been withdrawn.

Please find attached a copy of ASIC's new Code of Conduct. This document can also be found on ASIC's website located here:
https://asic.gov.au/about-asic/what-we-d...

Kind regards,

Jessica Zhang
Freedom of Information Officer, Chief Legal Office
Australian Securities and Investments Commission
Level 7, 120 Collins Street, Melbourne, 3000
Tel: +61 (03) 9280 4156
[email address]

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