Australia's Worst White-Collar Crime

Phillip Sweeney made this Freedom of Information request to Australian Securities and Investments Commission

Response to this request is long overdue. By law, under all circumstances, Australian Securities and Investments Commission should have responded by now (details). You can complain by requesting an internal review.

From: Phillip Sweeney

Delivered

Dear Australian Securities and Investments Commission,

I am writing to lodge a request for documents pursuant the Freedom of Information Act 1982.

The Whistleblower who exposed the Trio Capital Superannuation Fraud was John Hempton who had formerly been a Treasury Official who used to work for the former Secretary of the Treasury, Dr Ken Henry.

The Documents the Applicant Seeks

The Applicants seeks copies of any Correspondence between the Chairman of ASIC (either Tony D'Aloisio or Greg Medcraft) or any other ASIC Officer and Dr Ken Henry in relation to allegations made against Trio Capital Limited (or any funds managed by Trio Capital) and the subsequent investigation conducted by ASIC in relation to Trio Capital Limited and the funds under its management.

Can you please confirm receipt of this application in accordance with the provisions of the FOI Act.

Yours faithfully,

Phillip Sweeney

Link to this

From: Aldo Paciocco
Australian Securities and Investments Commission


Attachment 2160 001.pdf
53K Download View as HTML


Dear Mr Sweeney

Please refer to letter attached to this email.

Should there be any questions regarding the attached letter I can be
contacted on 03 9280 4213 or via reply email.

Regards

Aldo Paciocco | Lawyer – Administrative Law Team | Chief Legal Office |
Australian Securities and Investments Commission | Melbourne | ' +61 3
9280 4213 | Fax +61 3 9280 3444 *[email address]

 

Please consider the environment before printing this document

 

Information collected by ASIC may contain personal information. Please
refer to our Privacy policy http://www.asic.gov.au/privacy for information
about how we handle your personal information, your rights to seek access
to and correct personal information, and how to complain about breaches of
your privacy by ASIC.

 

 NOTICE

This e-mail and any attachments are intended for the addressee(s) only and
may be confidential. They may contain legally privileged or copyright
material. You should not read, copy, use or disclose them without
authorisation. If you are not the intended recipient please contact the
sender as soon as possible by return e-mail and then please delete both
messages. This notice should not be removed.

 

Link to this

From: Aldo Paciocco
Australian Securities and Investments Commission


Attachment 2160 001.pdf
53K Download View as HTML


Dear Mr Sweeney

Please refer to letter attached to this email.

Should there be any questions regarding the attached letter I can be
contacted on 03 9280 4213 or via reply email.

Regards

Aldo Paciocco | Lawyer – Administrative Law Team | Chief Legal Office |
Australian Securities and Investments Commission | Melbourne | ' +61 3
9280 4213 | Fax +61 3 9280 3444 *[email address]

 

Please consider the environment before printing this document

 

Information collected by ASIC may contain personal information. Please
refer to our Privacy policy http://www.asic.gov.au/privacy for information
about how we handle your personal information, your rights to seek access
to and correct personal information, and how to complain about breaches of
your privacy by ASIC.

 

 NOTICE

This e-mail and any attachments are intended for the addressee(s) only and
may be confidential. They may contain legally privileged or copyright
material. You should not read, copy, use or disclose them without
authorisation. If you are not the intended recipient please contact the
sender as soon as possible by return e-mail and then please delete both
messages. This notice should not be removed.

 

Link to this

From: David Freyne
Australian Securities and Investments Commission


Attachment 1564 001.pdf
141K Download View as HTML


Dear Mr Sweeney

I refer to your request under the Freedom of Information Act 1982 received
by this office on 2 January 2015.

I attach a letter below in relation to this matter.
Kind regards
David Freyne
Lawyer
Investment Managers and Superannuation
Australian Securities & Investments Commission
( 61 2 9911 2619
* [1][email address]
8  [2]www.asic.gov.au

Please consider the environment before printing this document

 

Information collected by ASIC may contain personal information. Please
refer to our Privacy policy http://www.asic.gov.au/privacy for information
about how we handle your personal information, your rights to seek access
to and correct personal information, and how to complain about breaches of
your privacy by ASIC.

 

 NOTICE

This e-mail and any attachments are intended for the addressee(s) only and
may be confidential. They may contain legally privileged or copyright
material. You should not read, copy, use or disclose them without
authorisation. If you are not the intended recipient please contact the
sender as soon as possible by return e-mail and then please delete both
messages. This notice should not be removed.

 

References

Visible links
1. mailto:[email address]
2. http://www.asic.gov.au/

Link to this

From: Fiona Lourey
Australian Securities and Investments Commission


Attachment 0410 001.pdf
67K Download View as HTML


Dear Mr Sweeney

Please find attached correspondence concerning your FOI request.

Thank you

Fiona

Fiona Lourey | Senior Lawyer | Corporate Governance Enforcement | ASIC |
Sydney | ' +61 2 9911 2204 | 7 +61 2 9911 2414 | *
[email address]

Please consider the environment before printing this document

 

Information collected by ASIC may contain personal information. Please
refer to our Privacy policy http://www.asic.gov.au/privacy for information
about how we handle your personal information, your rights to seek access
to and correct personal information, and how to complain about breaches of
your privacy by ASIC.

 

 NOTICE

This e-mail and any attachments are intended for the addressee(s) only and
may be confidential. They may contain legally privileged or copyright
material. You should not read, copy, use or disclose them without
authorisation. If you are not the intended recipient please contact the
sender as soon as possible by return e-mail and then please delete both
messages. This notice should not be removed.

 

Link to this

From: Paula O'Regan
Australian Securities and Investments Commission


Attachment 20150210 Sweeney FOI decision letter.pdf
1.6M Download View as HTML


Dear Mr Sweeney,
I attach a letter regarding your FOI request dated 2 January 2015.

regards
Paula O'Regan | Lawyer |  | ASIC | Sydney | * [email address]

Please consider the environment before printing this document

 

Information collected by ASIC may contain personal information. Please
refer to our Privacy policy http://www.asic.gov.au/privacy for information
about how we handle your personal information, your rights to seek access
to and correct personal information, and how to complain about breaches of
your privacy by ASIC.

 

 NOTICE

This e-mail and any attachments are intended for the addressee(s) only and
may be confidential. They may contain legally privileged or copyright
material. You should not read, copy, use or disclose them without
authorisation. If you are not the intended recipient please contact the
sender as soon as possible by return e-mail and then please delete both
messages. This notice should not be removed.

 

Link to this

Things to do with this request

Anyone:
Australian Securities and Investments Commission only: