BBSW Scandal - Complaints from the Public

Phillip Sweeney made this Freedom of Information request to Australian Securities and Investments Commission

Australian Securities and Investments Commission did not have the information requested.

From: Phillip Sweeney

Delivered

Dear Australian Securities and Investments Commission,

I am lodging a Freedom of Information Request in relation to ASIC's action against ANZ bank and the conduct of ANZ traders in the Bank Bill Swap Market.

The documents I seek are any letters of complaint received by ASIC from one or more members of the Australian public where the complainant or complainants has or have alleged that they has or have suffered a financial loss due to the conduct of ANZ Bank Bill Swap Market traders during the period 9 March 2010 and 25 May 2012

Yours faithfully,

Phillip Sweeney

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From: Emman Farroukh
Australian Securities and Investments Commission


Attachment 2322 001.pdf
210K Download View as HTML


Dear Mr Sweeney

Please see attached correspondence.

Kind regards
Emman
Emman Farroukh | Senior Manager | Australian Securities & Investments
Commission | ' 61 +478 472 287 | ' 61 2 9911 2159 | 7 61 2 9911 2138 |
[email address]
 
 

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From: Phillip Sweeney

Delivered

Dear Australian Securities and Investments Commission,

Please pass this on to the person who conducts Freedom of Information reviews.

I am writing to request an internal review of Australian Securities and Investments Commission's handling of my FOI request 'BBSW Scandal - Complaints from the Public'.

ASIC can redact the names of any complainant and redact any specifics to the complaint that may be subject to privilege.

I only require copies of the shell of the complaints that is the number of complaint letters and their dates.

The rest of the information can be redacted if necessary.

A full history of my FOI request and all correspondence is available on the Internet at this address: https://www.righttoknow.org.au/request/b...

Yours faithfully,

Phillip Sweeney

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From: Catherine Iles
Australian Securities and Investments Commission


Attachment 20160420 Letter to Mr Sweeney re FOI request.pdf
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Dear Sir

Please see letter attached.

Regards
Catherine Iles | Senior Lawyer, Market Integrity Enforcement | ASIC |
Melbourne | Ph: +61 3 9280 4625 | Mob: +61 403 762 688 | *
[1][email address]
(Please note: I am in the office on Mondays, Wednesdays and Fridays.
 Please call me on the mobile number above if you need to reach me outside
these times)
 
 
 

Please consider the environment before printing this document

  

Information collected by ASIC may contain personal information. Please
refer to our Privacy policy http://www.asic.gov.au/privacy for information
about how we handle your personal information, your rights to seek access
to and correct personal information, and how to complain about breaches of
your privacy by ASIC.

  

NOTICE

 

This e-mail and any attachments are intended for the addressee(s) only and
may be confidential. They may contain legally privileged or copyright
material. You should not read, copy, use or disclose them without
authorisation. If you are not the intended recipient please contact the
sender as soon as possible by return e-mail and then please delete both
messages. This notice should not be removed.

 

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