IOOF Investigation by ASIC

Phillip Sweeney made this Freedom of Information request to Office of the Commonwealth Director of Public Prosecutions

The request was successful.

From: Phillip Sweeney

Delivered

Dear Office of the Commonwealth Director of Public Prosecutions,

Following the provision of a large number of documents from IOOF by a whistleblower to ASIC, ASIC commenced an investigation into IOOF where allegations of insider trading and "front running" where made.

This investigation was reported in Fairfax Media.

The documents I seek are copies of any correspondence between ASIC and the Office of the CDPP in relation to the IOOF investigation and specifically related to whether there was sufficient evidence to hand for the Office of the CDPP to commence legal proceedings against any current or former employees or directors of IOOF or subsidiary companies.

The names and any personal details of any persons mentioned in such correspondence can be redacted.

Yours faithfully,

Phillip Sweeney

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From: Buick Naomi
Office of the Commonwealth Director of Public Prosecutions


Attachment SMFD6816071917030.pdf
626K Download View as HTML


Dear Mr Sweeney

 

Please find the attached response to your FOI request dated 17 July 2016.

 

Your sincerely

 

FOI Contact Officer

 

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