Australian Securities and Investments Commission

Part of the Treasury portfolio and a Federal authority, also called ASIC

The Australian Securities and Investments Commission (ASIC) is Australia's corporate, markets and financial services regulator. We contribute to Australia's economic reputation and well being by ensuring that Australia's financial markets are fair and transparent, supported by confident and informed investors and consumers.

118 requests
Advice to James Shipton Awaiting classification.
Dear Mr Sweeney, Please find attached my decision in relation to your FOI request, reference 213-2020. Regards,   Haydar Tuncer Senior Freed...
Dear Mr Sweeney,   Please find attached correspondence in relation to your request under the Freedom of Information Act 1982.   Regards  ...
Corporate Credit Cards Awaiting classification.
Dear Mr Sweeney   Please see attached correspondence.   Kind regards,   Jessica Zhang Freedom of Information Officer, Chief Legal Office...
Dear Mr Sweeney Please find attached my decision in relation to your request for internal review, reference 207-2020, along with a document released p...
Dear Mr Roddis,   Freedom of Information Request 226-2020 – Deemed withdrawal under section 24AB   Further to my email dated 23 November 2020,...
Dear Mr Sweeney, Please find attached my decision in relation to your FOI request, reference[Phone Number Automatically Hidden], and a document releas...
Terms of Engagement for Egon Zehnder Awaiting classification.
Dear Mr Sweeney,   Please see attached notice in relation to your request under the Freedom of Information Act.   Regards   Justin Frank...
Dear Mr Sweeney, Please find attached my decision in relation to your FOI request received on 30 September 2020. Yours sincerely, Fleur Forsyth Law...
Dear Mr Sweeney, Please find attached my decision in relation to your FOI request, reference 192-2020. Regards,   Haydar Tuncer Senior Freed...
Dear Mr Sweeney, Please find attached my decision in relation to your request for internal review, reference 161-2020.   Regards,   Haydar T...
Warren Day, Executive Director, Assessment and Intelligence, testified before the Joint Parliamentary Committee on Corporations and Financial Servi...
Warren Day, Executive Director, Assessment and Intelligence, testified before the Joint Parliamentary Committee on Corporations and Financial Servi...
Prior to 1 July 2019 ASIC staff were subject to the Public Service Act 1999. Subsection 13(9) provides: (9) An APS employee must not provide fals...
The Australian Law Dictionary {Oxford University Press} defines “trust deed” as follows: “The instrument (a deed of settlement) establishing a tru...
Prior to 1 July 2019 ASIC staff were subject to the Public Service Act 1999. Subsection 13(9) provides: (9) An APS employee must not provide fals...
Prior to 1 July 2019 ASIC staff were subject to the Public Service Act 1999. Subsection 13(9) provides: (9) An APS employee must not provide fals...
Prior to 1 July 2019 ASIC staff were subject to the Public Service Act 1999. Subsection 13(9) provides: (9) An APS employee must not provide fa...
As a legal practitioner you would know that acquiescence is admission by default. You might consider trying to perfect the law rather than just me...
Dear Mr Simpson, Attached is a letter from ASIC. Kind regards, Patricia Hu | Lawyer | Insolvency Practitioners | Brisbane | ' 07 3867 4976 | * [1...
Misconduct of staff
Response by Australian Securities and Investments Commission to Julie on .
Waiting clarification.
Dear Julie, Please see attached letter. Regards Nicky Peacocke |Employee Relations Manager | People & Development | ASIC | Sydney | ( 02 9911 5...
We are a group of 160 clients of Courtenay House Capital Trading Group seeking information to resolve outstanding questions relating to our funds wh...
I am seeking information shown on the FY 2015/2016 Financial Report issued by :- Southern Cross Care (NSW & ACT) ACN 131 082 374 ABN76 131 082 3...
I am seeking information shown on the FY 2015/2016 Financial Report issued by :- Southern Cross Care (NSW & ACT) ACN 131 082 374 ABN76 131 082 374 A...
Dear Ms Simpson, I refer to the below email concerning your FOI request to ASIC dated 12 December 2015, titled "Freedom of Information request - Req...
Dear Mr Sweeney, We have made enquiries to determine the status of this request and can advise as follows: The email address and reference number...

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