Australian Securities and Investments Commission

Part of the Treasury portfolio and a Federal authority, also called ASIC

The Australian Securities and Investments Commission (ASIC) is Australia's corporate, markets and financial services regulator. We contribute to Australia's economic reputation and well being by ensuring that Australia's financial markets are fair and transparent, supported by confident and informed investors and consumers.

72 requests
On the 27 March 2019, Phil Chronican, the Acting NAB Group CEO, will be committing NAB {and its subsidiaries} to act as a "Model Litigant" when suin...
Dear Mr Sweeney,   Please see attached correspondence.   Kind regards,   Jessica Zhang Freedom of Information Officer, Chief Legal Office...
Dear Mr Sweeney,   Please see attached correspondence.   Kind regards,   Jessica Zhang Freedom of Information Officer, Chief Legal Office...
Dear Sir, Your below email was sent to ASIC's email address for receiving requests made under the Commonwealth Freedom of Information Act 1982 Cth (FO...
ASIC has commenced proceedings in the Federal Court (Sydney) in relation to misconduct by NULIS Nominees (Australia) Ltd following testimony given i...
Dear Mr Simpson, I refer to your request for an internal review of a decision under the FOI Act. Please see attached Notice of Decision. Please cont...
Dear Mr Simpson, Attached is a letter from ASIC. Kind regards, Patricia Hu | Lawyer | Insolvency Practitioners | Brisbane | ' 07 3867 4976 | * [1...
Misconduct of staff
Response by Australian Securities and Investments Commission to Julie on .
Waiting clarification.
Dear Julie, Please see attached letter. Regards Nicky Peacocke |Employee Relations Manager | People & Development | ASIC | Sydney | ( 02 9911 5...
We are a group of 160 clients of Courtenay House Capital Trading Group seeking information to resolve outstanding questions relating to our funds wh...
I am seeking information shown on the FY 2015/2016 Financial Report issued by :- Southern Cross Care (NSW & ACT) ACN 131 082 374 ABN76 131 082 3...
I am seeking information shown on the FY 2015/2016 Financial Report issued by :- Southern Cross Care (NSW & ACT) ACN 131 082 374 ABN76 131 082 374 A...
Dear Ms Simpson, I refer to the below email concerning your FOI request to ASIC dated 12 December 2015, titled "Freedom of Information request - Req...
Dear Mr Sweeney, We have made enquiries to determine the status of this request and can advise as follows: The email address and reference number...
Dear Mr Sweeney, I attach a letter regarding your FOI request dated 2 January 2015. regards Paula O'Regan | Lawyer |  | ASIC | Sydney | * [email ad...
Hi, You can find the information about this business at http://abr.business.gov.au/SearchByAbn.aspx?SearchText=61331559003 Because it is a sole trade...

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