Australian Securities and Investments Commission

Part of the Treasury portfolio and a Federal authority, also called ASIC

The Australian Securities and Investments Commission (ASIC) is Australia's corporate, markets and financial services regulator. We contribute to Australia's economic reputation and well being by ensuring that Australia's financial markets are fair and transparent, supported by confident and informed investors and consumers.

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Does ASIC Play A Role In Determining What Is Considered To Be Irresponsible Lending
Internal review request sent to Australian Securities and Investments Commission by steven on .

Awaiting internal review.

As a legal practitioner you would know that acquiescence is admission by default. You might consider trying to perfect the law rather than just me...
Correspondence between ASIC and the directors of 3D Group PTY LTD and 3D Industries PTY LTD
Response by Australian Securities and Investments Commission to Jason Simpson on .

Waiting clarification.

Dear Mr Simpson, Attached is a letter from ASIC. Kind regards, Patricia Hu | Lawyer | Insolvency Practitioners | Brisbane | ' 07 3867 4976 | * [1...
Misconduct of staff
Response by Australian Securities and Investments Commission to Julie on .

Waiting clarification.

Dear Julie, Please see attached letter. Regards Nicky Peacocke |Employee Relations Manager | People & Development | ASIC | Sydney | ( 02 9911 5...
Affidavit submitted to NSW Supreme Court 21 April 2017 - Courtenay House Capital Trading Grouop
Request sent to Australian Securities and Investments Commission by Sam Cruickshank on .

Long overdue.

We are a group of 160 clients of Courtenay House Capital Trading Group seeking information to resolve outstanding questions relating to our funds wh...
Southern Cross Care (NSW & ACT) Financial statement FY 2014/2015
Request sent to Australian Securities and Investments Commission by Daffyd on .

Long overdue.

I am seeking information shown on the FY 2015/2016 Financial Report issued by :- Southern Cross Care (NSW & ACT) ACN 131 082 374 ABN76 131 082 3...
Southern Cross Care (NSW & ACT) Financial statement FY 2014/2015
Request sent to Australian Securities and Investments Commission by Daffyd on .

Long overdue.

I am seeking information shown on the FY 2015/2016 Financial Report issued by :- Southern Cross Care (NSW & ACT) ACN 131 082 374 ABN76 131 082 374 A...
Request for a copy of a Deed of Variation - Widows' Pensions
Response by Australian Securities and Investments Commission to Julie Simpson on .

Waiting clarification.

Dear Ms Simpson, I refer to the below email concerning your FOI request to ASIC dated 12 December 2015, titled "Freedom of Information request - Req...
Australia's Worst White-Collar Crime
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Waiting clarification.

Dear Mr Sweeney, We have made enquiries to determine the status of this request and can advise as follows: The email address and reference number...
Australia's Worst White-Collar Crime
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Long overdue.

Dear Mr Sweeney, I attach a letter regarding your FOI request dated 2 January 2015. regards Paula O'Regan | Lawyer |  | ASIC | Sydney | * [email ad...
I would like information on a business.
Request to Australian Securities and Investments Commission by Christopher Ryan. Annotated by Alex Sadleir on .

Long overdue.

Hi, You can find the information about this business at http://abr.business.gov.au/SearchByAbn.aspx?SearchText=61331559003 Because it is a sole trade...

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