Australian Securities and Investments Commission

Part of the Treasury portfolio and a Federal authority, also called ASIC

The Australian Securities and Investments Commission (ASIC) is Australia's corporate, markets and financial services regulator. We contribute to Australia's economic reputation and well being by ensuring that Australia's financial markets are fair and transparent, supported by confident and informed investors and consumers.

72 requests
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Comprehensive Inquiries related to NAB Trustees
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Information not held.
Dear Mr Sweeney   Freedom of information request – confirmation of withdrawal   Please find attached our letter, sent by email only.   Your...
Deeds of The Universal Superannuation Scheme
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Refused.
Dear Mr Sweeney   Freedom of information request – notice of charge decision   Please find attached our letter, sent by email only.   Yours...
Evidence of Criminal Conduct by Nicole Smith Chairman of NULIS
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Refused.
Dear Mr Sweeney   Freedom of information request – notice of charge decision   Please find attached our letter, sent by email only.   Yours...
Number of Complaints Received Regarding Camelot Derivatives Pty. Ltd.
Response by Australian Securities and Investments Commission to Brian P. McDermott on .
Refused.
Dear Mr McDermott, Please find attached a letter concerning your FOI request, which is now withdrawn. Regards, Fiona Crowe | Misconduct & Breach...
Death Benefits for Widows and the NAB
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Information not held.
Dear Mr Sweeney Attached is a letter. Yours sincerely Michelle Reid     Please consider the environment before printing this document   ...
Registered company with Illegal activity
Response by Australian Securities and Investments Commission to Eamonn Mulholland on .
Refused.
Our Ref: 244/2016 Dear Mr Mulholland Freedom of Information Request - Taken to be withdrawn I refer to your email of 22 July 2016 sent to our FOI...
Direction to Undertake Review/Investigation by Assistant Treasurer
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Information not held.
Dear Mr Sweeney Please refer to the attached letter. Kind regards Evelyn Evelyn Ong | Lawyer | ASIC Deposit Takers, Credit & Insurers Level 9,...
BBSW Scandal - Complaints from the Public
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Information not held.
Dear Sir Please see letter attached. Regards Catherine Iles | Senior Lawyer, Market Integrity Enforcement | ASIC | Melbourne | Ph: +61 3 9280 462...
Apology from Mr Hackett of ASIC
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Refused.
Dear Mr Sweeney Please find ASIC's response attached. (See attached file: FOI Request - Internal Review.pdf)   Please consider the environment be...
Pensions for Widows - Deed of Variation
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Information not held.
Dear Mr Sweeney Please find attached ASIC's response to your FOI request dated 12 December 2015. Cheers Greg Hackett | Senior Lawyer – Escalated M...
Deed Revoking Regulation 29
Response by Australian Securities and Investments Commission to Julie Simpson on .
Refused.
Dear Ms Simpson, Your below request for an internal review under the FOI Act concerns your FOI request dated 23 September 2015. ASIC wrote to you...
Assisting Victoria Police
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Refused.
Dear Mr Sweeney Please find attached ASIC's decision in relation to your FOI request, received on 6 November 2015. Kind regards Lauren Lauren...
South Australian Parliament
Response by Australian Securities and Investments Commission to John Daniels on .
Refused.
Dear Mr Daniels Please see the attached correspondence from ASIC regarding your FOI request. Kind regards Lauren Lauren Roy | Escalated Matter...
Important Deed of Variation
Response by Australian Securities and Investments Commission to Julie Simpson on .
Refused.
Dear Ms Simpson, I refer to the below email concerning your FOI request to ASIC dated 23 September 2015, titled "Freedom of Information request - Im...
Assisting Victoria Police
Response by Australian Securities and Investments Commission to Julie Simpson on .
Refused.
Dear Ms Simpson Attached is our Decision Letter in relation to your FOI Internal Review request received on 8 September 2015. Yours sincerely Lei...
I would like information on a business
Response by Australian Securities and Investments Commission to Chloe Ross on .
Information not held.
Dear Ms Ross Please see attached ASIC's decision in relation to your FOI request. Kind regards Lauren Lauren Roy | Misconduct & Breach Reportin...
Popular searches of Organisations & Business Names
Response by Australian Securities and Investments Commission to Luke Bacon on .
Information not held.
Dear Mr Bacon Please find attached notification of decision by email of your FOI request of 6 March 2015. Yours sincerely Grace Grace Gagliano |...
Documents and Communications re Metgasco
Response by Australian Securities and Investments Commission to Culley Palmer on .
Refused.
Dear Mr Palmer Attached is our Decision Letter in relation to your FOI internal review request received on 15 February 2015. Yours sincerely Leig...
Australia's Worst White-Collar Crime
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Information not held.
Mr Sweeney Please find attached our decision letter in relation to your request. Regards     ANNE PHELAN Lawyer | Investment Managers and  Sup...
Australia's Worst White-Collar Crime
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Information not held.
Mr Sweeney, I attach below our decision letter in relation to your request. regards, Andrew Duffy | Lawyer | Investment Managers and Superannuatio...
Evidence Commonwealth of Australia is registered to do business in Australia
Request to Australian Securities and Investments Commission by Sophia Wrightman. Annotated by Sophia Wrightman on .
Information not held.
Further another Black's law definition for body politic is: "the term that applies to the people as a whole where each citizen agrees that it is to b...

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