Australian Securities and Investments Commission

Part of the Treasury portfolio and a Federal authority, also called ASIC

The Australian Securities and Investments Commission (ASIC) is Australia's corporate, markets and financial services regulator. We contribute to Australia's economic reputation and well being by ensuring that Australia's financial markets are fair and transparent, supported by confident and informed investors and consumers.

126 requests
Re FASEA Financial Adviser Exam - Candidate ID FA232338 - Stuart John Paul REQUEST FOR EXAM RESULTS & RESPONSES I have recently sat the FASEA...
Correspondence with APRA

Awaiting classification.

Dear Mr Sweeney   Thank you for the FOI request below received on 16 August 2021 (reference number 161-2021). I attach a request consultation noti...
Collaboration with APRA

Waiting clarification.

Dear Mr Sweeney   Thank you for the FOI request below received on 17 July 2021 (reference number 110-2021). I attach a request consultation notice...
This is the mail system at host righttoknow.org.au. I'm sorry to have to inform you that your message could not be delivered to one or more recipients...
Dear Mr Sweeney   Freedom of Information Request No. 071-2021   Please see attached notice of access decision.   Regards   Krystal Fung...
Dear Mr Sweeney, Please find attached my decision in relation to your FOI request received on 30 September 2020. Yours sincerely, Fleur Forsyth Law...
Dear Mr Sweeney, Please find attached my decision in relation to your FOI request, reference 192-2020. Regards,   Haydar Tuncer Senior Freed...
Dear Mr Sweeney, Please find attached my decision in relation to your request for internal review, reference 161-2020.   Regards,   Haydar T...
Warren Day, Executive Director, Assessment and Intelligence, testified before the Joint Parliamentary Committee on Corporations and Financial Servi...
Warren Day, Executive Director, Assessment and Intelligence, testified before the Joint Parliamentary Committee on Corporations and Financial Servi...
Prior to 1 July 2019 ASIC staff were subject to the Public Service Act 1999. Subsection 13(9) provides: (9) An APS employee must not provide fals...
The Australian Law Dictionary {Oxford University Press} defines “trust deed” as follows: “The instrument (a deed of settlement) establishing a tru...
Prior to 1 July 2019 ASIC staff were subject to the Public Service Act 1999. Subsection 13(9) provides: (9) An APS employee must not provide fals...
Prior to 1 July 2019 ASIC staff were subject to the Public Service Act 1999. Subsection 13(9) provides: (9) An APS employee must not provide fals...
Prior to 1 July 2019 ASIC staff were subject to the Public Service Act 1999. Subsection 13(9) provides: (9) An APS employee must not provide fa...
As a legal practitioner you would know that acquiescence is admission by default. You might consider trying to perfect the law rather than just me...
Dear Mr Simpson, Attached is a letter from ASIC. Kind regards, Patricia Hu | Lawyer | Insolvency Practitioners | Brisbane | ' 07 3867 4976 | * [1...
Misconduct of staff
Response by Australian Securities and Investments Commission to Julie on .

Waiting clarification.

Dear Julie, Please see attached letter. Regards Nicky Peacocke |Employee Relations Manager | People & Development | ASIC | Sydney | ( 02 9911 5...
We are a group of 160 clients of Courtenay House Capital Trading Group seeking information to resolve outstanding questions relating to our funds wh...
I am seeking information shown on the FY 2015/2016 Financial Report issued by :- Southern Cross Care (NSW & ACT) ACN 131 082 374 ABN76 131 082 3...
I am seeking information shown on the FY 2015/2016 Financial Report issued by :- Southern Cross Care (NSW & ACT) ACN 131 082 374 ABN76 131 082 374 A...
Dear Ms Simpson, I refer to the below email concerning your FOI request to ASIC dated 12 December 2015, titled "Freedom of Information request - Req...
Dear Mr Sweeney, We have made enquiries to determine the status of this request and can advise as follows: The email address and reference number...
Dear Mr Sweeney, I attach a letter regarding your FOI request dated 2 January 2015. regards Paula O'Regan | Lawyer |  | ASIC | Sydney | * [email ad...
Hi, You can find the information about this business at http://abr.business.gov.au/SearchByAbn.aspx?SearchText=61331559003 Because it is a sole trade...

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