Australian Securities and Investments Commission

Part of the Treasury portfolio and a Federal authority, also called ASIC

The Australian Securities and Investments Commission (ASIC) is Australia's corporate, markets and financial services regulator. We contribute to Australia's economic reputation and well being by ensuring that Australia's financial markets are fair and transparent, supported by confident and informed investors and consumers.

118 requests
Dear Mr Sweeney, Please find attached my decision in relation to your FOI request, reference[Phone Number Automatically Hidden], and a document releas...
Corporate Credit Cards Awaiting classification.
Dear Mr Sweeney   Please see attached correspondence.   Kind regards,   Jessica Zhang Freedom of Information Officer, Chief Legal Office...
Complaints Lodged and Investigated - EQUIFAX (EQUIFAX Australia Pty Ltd)
Internal review request sent to Australian Securities and Investments Commission by Gayle on .
Awaiting internal review.
Dear Ms Byrne or the Senior Manager (Freedom of Information) I wish to request an internal review of your decision dated 24 November 2020 (Ref Number...
Dear Mr Roddis,   Freedom of Information Request No.[Phone Number Hidden]   Please find attached a notice of a request consultation process due...
Terms of Engagement for Egon Zehnder Awaiting classification.
Dear Mr Sweeney,   Please see attached notice in relation to your request under the Freedom of Information Act.   Regards   Justin Frank...
Dear Mr Sweeney, I refer to your FOI request, reference 213-2020. Please find attached notice of an extended timeframe in order to consult with a th...
Dear Mr Sweeney, Please find attached my decision in relation to your FOI request received on 30 September 2020. Yours sincerely, Fleur Forsyth Law...
Dear Mr Sweeney,   Please see attached notice in relation to your request under the Freedom of Information Act.   Regards   Justin Frank...
Letter of Appointment - James Shipton
Internal review request sent to Australian Securities and Investments Commission by Phillip Sweeney on .
Awaiting internal review.
Please pass this on to the person who conducts Freedom of Information reviews. I am writing to request an internal review of Australian Securities...
Dear Mr Sweeney, Please find attached my decision in relation to your FOI request, reference 192-2020. Regards,   Haydar Tuncer Senior Freed...
Dear Mr Sweeney, Please find attached my decision in relation to your request for internal review, reference 161-2020.   Regards,   Haydar T...
Warren Day, Executive Director, Assessment and Intelligence, testified before the Joint Parliamentary Committee on Corporations and Financial Servi...
Warren Day, Executive Director, Assessment and Intelligence, testified before the Joint Parliamentary Committee on Corporations and Financial Servi...
Prior to 1 July 2019 ASIC staff were subject to the Public Service Act 1999. Subsection 13(9) provides: (9) An APS employee must not provide fals...
The Australian Law Dictionary {Oxford University Press} defines “trust deed” as follows: “The instrument (a deed of settlement) establishing a tru...
Prior to 1 July 2019 ASIC staff were subject to the Public Service Act 1999. Subsection 13(9) provides: (9) An APS employee must not provide fals...
Prior to 1 July 2019 ASIC staff were subject to the Public Service Act 1999. Subsection 13(9) provides: (9) An APS employee must not provide fals...
Prior to 1 July 2019 ASIC staff were subject to the Public Service Act 1999. Subsection 13(9) provides: (9) An APS employee must not provide fa...
As a legal practitioner you would know that acquiescence is admission by default. You might consider trying to perfect the law rather than just me...
Dear Mr Simpson, Attached is a letter from ASIC. Kind regards, Patricia Hu | Lawyer | Insolvency Practitioners | Brisbane | ' 07 3867 4976 | * [1...
Misconduct of staff
Response by Australian Securities and Investments Commission to Julie on .
Waiting clarification.
Dear Julie, Please see attached letter. Regards Nicky Peacocke |Employee Relations Manager | People & Development | ASIC | Sydney | ( 02 9911 5...
We are a group of 160 clients of Courtenay House Capital Trading Group seeking information to resolve outstanding questions relating to our funds wh...
I am seeking information shown on the FY 2015/2016 Financial Report issued by :- Southern Cross Care (NSW & ACT) ACN[Phone Number Automatically H...
I am seeking information shown on the FY 2015/2016 Financial Report issued by :- Southern Cross Care (NSW & ACT) ACN[Phone Number Automatically Hidd...
Dear Ms Simpson, I refer to the below email concerning your FOI request to ASIC dated 12 December 2015, titled "Freedom of Information request - Req...

Only requests made using Right To Know are shown. ?