Australian Securities and Investments Commission

Part of the Treasury portfolio and a Federal authority, also called ASIC

The Australian Securities and Investments Commission (ASIC) is Australia's corporate, markets and financial services regulator. We contribute to Australia's economic reputation and well being by ensuring that Australia's financial markets are fair and transparent, supported by confident and informed investors and consumers.

144 requests
Make a request to this authority
Correspondence to Senator Williams - Penality for Deed Concealment
Response by Australian Securities and Investments Commission to P.C. Sweeney on .

Awaiting classification.

Dear Mr Sweeney   Please see attached notice of decision.   Regards   Krystal Fung Lawyer, FOI & Privacy Legal Services Australian Sec...
Correspondence to trustees to comply with disclosure obligations
Response by Australian Securities and Investments Commission to P.C. Sweeney on .

Awaiting classification.

Dear Mr Sweeney   Please see attached notice of decision.   Krystal Fung Lawyer, FOI & Privacy Legal Services Australian Securities and In...
Correcting response to former Senator John Williams
Response by Australian Securities and Investments Commission to P.C. Sweeney on .

Awaiting classification.

Dear Mr Sweeney   I note that this FOI was previously referenced as 178-2023. It has been assigned a new reference number 178A-2023.   Please...
Correcting Written Testimony to a Senate Committee
Response by Australian Securities and Investments Commission to P.C. Sweeney on .

Awaiting classification.

Dear Mr Sweeney   Please see attached notice of access decision.   Regards   Krystal Fung Lawyer, FOI & Privacy Legal Services Austral...
One year Delay in Superannuation Transparency Measures
Response by Australian Securities and Investments Commission to P.C. Sweeney on .

Awaiting classification.

Dear Mr Sweeney   Please see attached acknowledgement.   Regards   Krystal Fung Lawyer, FOI & Privacy Legal Services Australian Securi...
Correspondence from AFCA to ASIC related to a “missing” Superannuation Fund
Response by Australian Securities and Investments Commission to P.C. Sweeney on .

Awaiting classification.

Dear Mr P.C Sweeney   Please see attached acknowledgement for FOI 178-2023.   Yours Sincerely Chloe Pugsley Team Leader, Misconduct & Breach...
Correspondence from AFCA to ASIC Related to a "missing: Trust Deed
Response by Australian Securities and Investments Commission to P.C. Sweeney on .

Awaiting classification.

Hello, P C Sweeney! You have enabled mail forwarding at https://DropMail.me from temporary address [email address] to your address [FOI #10577 email]....
ASIC CDDA scheme
Response by Australian Securities and Investments Commission to Me on .

Partially successful.

OFFICIAL   Dear Me Please see attached an internal review decision letter together with the documents released to you in relation to your FOI re...
Correspondence from AFCA to ASIC Related to a Trustee of a Super Fund
Response by Australian Securities and Investments Commission to P.C. Sweeney on .

Successful.

Our reference: FOI 131-2023     Dear Mr Sweeney   Please see the attached notice of decision. Yours sincerely Rose Bruce-Smith (she/her)...
A Conspiracy to Defraud
Response by Australian Securities and Investments Commission to P.C. Sweeney on .

Successful.

Dear Mr Sweeney   Please see the attached notice of decision in relation to your Freedom of Information request dated 16 August 2023.   If you...
Correspondence from AFCA to ASIC Related to the Governing Rules of a Super Fund
Response by Australian Securities and Investments Commission to P.C. Sweeney on .

Partially successful.

Our reference: FOI 132-2023   Dear Mr Sweeney   I acknowledge your email of 3 August 2023 in response to my decision on your request FOI 132-2...
ASIC meeting details
Response by Australian Securities and Investments Commission to Foible on .

Awaiting classification.

Dear FOIBLE, Please find attached notice of a request consultation process due to a practical refusal reason, pursuant to s 24AB of the FOI Act. Kind...
204B(1)(b)(ii) - disqualified directors
Follow up sent to Australian Securities and Investments Commission by Me on .

Information not held.

Thank you for your decision. Unfortunately for ASIC, I believe you that the documents don’t exist I’m quite willing to assume that FOI / Legal are...
Parkinson’s NSW Limited (ABN 93023603545) conduct under Corporations Act
Response by Australian Securities and Investments Commission to Edward Shepherd on .

Awaiting classification.

Dear Mr Shepherd   Please find attached ASIC’s FOI decision and released documents in response to your FOI request.   Regards,   Fiona Cro...
Queen of Australia
Response by Australian Securities and Investments Commission to Dean Miles on .

Partially successful.

  Dear FOI Applicant,   Please see attachment.     Yours faithfully,   FOI Team       Dear Applicant, A decision regarding your FOI reques...
ASIC v Rent 2 Own Cars Australia Pty Ltd and Ors, [QUD 609 of 2018]
Response by Australian Securities and Investments Commission to Paul Green on .

Long overdue.

Dear Mr Green   Please find attached a decision notice and relevant document in relation to FOI 097-2022.   Kind regards   Megan McKenna...
Dr. Ken Henry and Treasury's influence on Trio Capital investigation.
Response by Australian Securities and Investments Commission to Gene Liu on .

Awaiting classification.

Dear Mr Liu   Please find attached a notice to identify documents regarding your FOI request dated 2 April 2022.   Regards,   Fiona Crowe...
FASEA Financial Adviser Examination Feedback & Results
Response by Australian Securities and Investments Commission to Stuart Paul on .

Awaiting classification.

Dear Mr Paul   Please find attached the decision on access for FOI 206-2021.   Kind regards   Megan   Megan McKenna Lawyer, FOI & Priv...
Forex scams since 2016
Response by Australian Securities and Investments Commission to Jamie Dixon on .

Refused.

Dear Mr Dixon   Please find attached correspondence about your FOI request.   Please also find a link to the ‘Targeting Scams’ [1]ACCC report m...
Cyber Security Incidents/Cybercrimes/Data Breaches incurred Businesses
Response by Australian Securities and Investments Commission to Steven Roddis on .

Refused.

Dear Mr Roddis,   Freedom of Information Request 226-2020 – Deemed withdrawal under section 24AB   Further to my email dated 23 November 2020,...
Travel services to ASIC
Response by Australian Securities and Investments Commission to Lucas Baird on .

Partially successful.

Dear Mr Baird,   Please see attached correspondence from ASIC in relation to your request under the Freedom of Information Act 1982.   Kind re...
Correspondence with APRA
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Awaiting classification.

Dear Mr Sweeney   Thank you for the FOI request below received on 16 August 2021 (reference number 161-2021). I attach a request consultation noti...
Collaboration with APRA
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Waiting clarification.

Dear Mr Sweeney   Thank you for the FOI request below received on 17 July 2021 (reference number 110-2021). I attach a request consultation notice...
Correspondence with the Minister for Superannuation
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Delivery error

This is the mail system at host righttoknow.org.au. I'm sorry to have to inform you that your message could not be delivered to one or more recipients...
Training documents provided by John Hempton
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Refused.

This is the mail system at host righttoknow.org.au. I'm sorry to have to inform you that your message could not be delivered to one or more recipients...

Only requests made using Right to Know are shown. ?