Australian Securities and Investments Commission

Part of the Treasury portfolio and a Federal authority, also called ASIC

The Australian Securities and Investments Commission (ASIC) is Australia's corporate, markets and financial services regulator. We contribute to Australia's economic reputation and well being by ensuring that Australia's financial markets are fair and transparent, supported by confident and informed investors and consumers.

118 requests

(page 2)

Dear Mr Sweeney   Freedom of Information Request 120-2020 – Notice of Access Decision   Further to my email dated 21 August 2020, please see at...
Dear Mr Sweeney,   Please find attached correspondence in relation to your request for an internal review of a decision under the Freedom of Infor...
Dear Mr Sweeney,   Please find attached a Notice of Decision in relation to your request made under the Freedom of Information Act 1982 with refer...
Dear Mr Sweeney   Freedom of Information Request 128-2020   Please see attached notice of access decision.   Regards   Krystal Fung An...
Warren Day, Executive Director, Assessment and Intelligence, testified before the Joint Parliamentary Committee on Corporations and Financial Servi...
Warren Day, Executive Director, Assessment and Intelligence, testified before the Joint Parliamentary Committee on Corporations and Financial Servi...
Prior to 1 July 2019 ASIC staff were subject to the Public Service Act 1999. Subsection 13(9) provides: (9) An APS employee must not provide fals...
The Australian Law Dictionary {Oxford University Press} defines “trust deed” as follows: “The instrument (a deed of settlement) establishing a tru...
Prior to 1 July 2019 ASIC staff were subject to the Public Service Act 1999. Subsection 13(9) provides: (9) An APS employee must not provide fals...
Prior to 1 July 2019 ASIC staff were subject to the Public Service Act 1999. Subsection 13(9) provides: (9) An APS employee must not provide fals...
Prior to 1 July 2019 ASIC staff were subject to the Public Service Act 1999. Subsection 13(9) provides: (9) An APS employee must not provide fa...
Dear Mr Sweeney Please find attached the decision concerning your FOI request, reference 234-2019. Yours sincerely,   Mirijana Soldatic Seni...
Criminal prosecution guidelines Partially successful.
Dear Mr Smith, Please find attached my decision in relation to your FOI request, reference 041-2020, together with the document to which I have deci...
Dear Mr Hopes,   Please find the attached decision in relation to your request under the Freedom of Information Act 1982 (Cth).   Kind regards...
Dear Steven   Please find attached notification of my decision in relation to your FOI request of 11 September 2019.   Yours sincerely   G...
Hello Phillip,   This is a reminder that payment of the attached invoice is now overdue.  If payment has already been made in full can you please...
Dear Sir, You have asked for an internal review of ASIC's handling of your FOI request titled 'Australian Financial Complaints Authority Where does th...
Dear Mr Sweeney,   Please find the attached correspondence in relation to your request under the Freedom of Information Act 1982 (Cth).   Kind...
Dear Mr Sweeney, A response to your FOI request received by ASIC on 26 November 2018 was sent to you on 17 December 2018. However, the email correspon...
Dear Mr Sweeney   Please find attached my letter to you.   Kind regards,   Jeremiah Leong Freedom of Information Officer, Chief Legal Off...
Dear Mr Sweeney   Please find attached:   o ASIC’s Decision in response to your FOI request; and o the documents we have released to you.  ...
Dear Mr Sweeney   Please find attached ASIC’s decision in relation to your FOI request received on 6 August 2019.     Regards Lauren  ...
Dear Mr Sweeney,   Please see attached correspondence.   Kind regards,   Jessica Zhang Freedom of Information Officer, Chief Legal Office...
Dear Mr Sweeney, ASIC considers that your formal request under the Freedom of Information Act 1982 (Cth) has been withdrawn. Please find attached a...
Dear Mr Sweeney   Please find attached my letter to you.   Kind regards,   Jeremiah Leong Freedom of Information Officer, Chief Legal Off...

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