Australian Securities and Investments Commission

Part of the Treasury portfolio and a Federal authority, also called ASIC

The Australian Securities and Investments Commission (ASIC) is Australia's corporate, markets and financial services regulator. We contribute to Australia's economic reputation and well being by ensuring that Australia's financial markets are fair and transparent, supported by confident and informed investors and consumers.

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ASIC CDDA scheme
Response by Australian Securities and Investments Commission to Perfectly Normal Applicant on .
OFFICIAL   Dear Me Please see attached an internal review decision letter together with the documents released to you in relation to your FOI re...
Correspondence from AFCA to ASIC Related to a "missing: Trust Deed
Response by Australian Securities and Investments Commission to P.C. Sweeney on .
Dear Mr Sweeney   Please see the attached notice of decision in relation to your Freedom of Information request dated 16 August 2023.   If you...
Correspondence from AFCA to ASIC Related to a Trustee of a Super Fund
Response by Australian Securities and Investments Commission to P.C. Sweeney on .
Our reference: FOI 131-2023     Dear Mr Sweeney   Please see the attached notice of decision. Yours sincerely Rose Bruce-Smith (she/her)...
A Conspiracy to Defraud
Response by Australian Securities and Investments Commission to P.C. Sweeney on .
Dear Mr Sweeney   Please see the attached notice of decision in relation to your Freedom of Information request dated 16 August 2023.   If you...
Correspondence from AFCA to ASIC Related to the Governing Rules of a Super Fund
Response by Australian Securities and Investments Commission to P.C. Sweeney on .
Our reference: FOI 132-2023   Dear Mr Sweeney   I acknowledge your email of 3 August 2023 in response to my decision on your request FOI 132-2...
Documents relating to ASIC correspondence
Response by Australian Securities and Investments Commission to (Not the real) Bob Neil on .
Please find attached ASIC’s response to your FOI request.   Regards,   Fiona Crowe Escalated Matters & Government Australian Securities and...
204B(1)(b)(ii) - disqualified directors
Follow up sent to Australian Securities and Investments Commission by Perfectly Normal Applicant on .
Thank you for your decision. Unfortunately for ASIC, I believe you that the documents don’t exist I’m quite willing to assume that FOI / Legal are...
Freedom of Information Logs - FOI Request
Response by Australian Securities and Investments Commission to Watson Norwood on .
Dear Mr Norwood   Please refer to the attached correspondence.   Kind regards   Monique Lindridge Freedom of Information Officer, Chief Le...
Parkinson’s NSW Limited (ABN 93023603545) conduct under Corporations Act
Response by Australian Securities and Investments Commission to Edward Shepherd on .
Dear Mr Shepherd   Please find attached ASIC’s FOI decision and released documents in response to your FOI request.   Regards,   Fiona Cro...
Queen of Australia
Response by Australian Securities and Investments Commission to Dean Miles on .
  Dear FOI Applicant,   Please see attachment.     Yours faithfully,   FOI Team       Dear Applicant, A decision regarding your FOI reques...
ASIC v Rent 2 Own Cars Australia Pty Ltd and Ors, [QUD 609 of 2018]
Response by Australian Securities and Investments Commission to Paul Green on .
Dear Mr Green   Please find attached a decision notice and relevant document in relation to FOI 097-2022.   Kind regards   Megan McKenna...
Dr. Ken Henry and Treasury's influence on Trio Capital investigation.
Response by Australian Securities and Investments Commission to Gene Liu on .
Dear Mr Liu   Please find attached a notice to identify documents regarding your FOI request dated 2 April 2022.   Regards,   Fiona Crowe...
Forex scams since 2016
Response by Australian Securities and Investments Commission to Jamie Dixon on .
Dear Mr Dixon   Please find attached correspondence about your FOI request.   Please also find a link to the ‘Targeting Scams’ [1]ACCC report m...
Cyber Security Incidents/Cybercrimes/Data Breaches incurred Businesses
Response by Australian Securities and Investments Commission to Steven Roddis on .
Dear Mr Roddis,   Freedom of Information Request 226-2020 – Deemed withdrawal under section 24AB   Further to my email dated 23 November 2020,...
Travel services to ASIC
Response by Australian Securities and Investments Commission to Lucas Baird on .
Dear Mr Baird,   Please see attached correspondence from ASIC in relation to your request under the Freedom of Information Act 1982.   Kind re...
Correspondence with APRA
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Dear Mr Sweeney   Thank you for the FOI request below received on 16 August 2021 (reference number 161-2021). I attach a request consultation noti...
Collaboration with APRA
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Dear Mr Sweeney   Thank you for the FOI request below received on 17 July 2021 (reference number 110-2021). I attach a request consultation notice...
Training documents provided by John Hempton
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
This is the mail system at host righttoknow.org.au. I'm sorry to have to inform you that your message could not be delivered to one or more recipients...
AFCS's Processes for Systemic Issues
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Dear Mr Sweeney   Freedom of Information Request No. 071-2021   Please see attached notice of access decision.   Regards   Krystal Fung...
Treasury Review of AFCA - Reporting Systemic Issues to ASIC - Resent
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Dear Mr Sweeney   Freedom of Information Request No. 071-2021   Please see attached notice of access decision.   Regards   Krystal Fung...
Advice to James Shipton
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Dear Mr Sweeney, Please find attached my decision in relation to your FOI request, reference 213-2020. Regards,   Haydar Tuncer Senior Freed...
Terms of Engagement for Egon Zehnder
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Dear Mr Sweeney,   Please find attached a notice of decision and relevant documents in relation to your request under the Freedom of Information A...
Disclosures to the Minister by James Shipton and Daniel Crennan
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Dear Mr Sweeney,   Please find attached correspondence in relation to your request under the Freedom of Information Act 1982.   Regards  ...
Compliance with the APS Code of Conduct before 1 July 2019
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Dear Mr Sweeney, Please find attached my decision in relation to your FOI request, reference 211-2020, and a document released pursuant to that reques...
Letter of Appointment - James Shipton
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Dear Mr Sweeney Please find attached my decision in relation to your request for internal review, reference 207-2020, along with a document released p...

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