COVID-19 FOI Request - ASIC's "No Action Letters" Hayne Royal Commission - Part 2

Phillip Sweeney made this Freedom of Information request to Australian Securities and Investments Commission

Response to this request is delayed. By law, Australian Securities and Investments Commission should normally have responded promptly and by (details)

From: Phillip Sweeney

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Dear Australian Securities and Investments Commission,

Two more 'star' witnesses at the Hayne Royal Commission were former NAB CEO, Andrew Thorburn, former NAB Chairman, Dr Ken Henry.

Richard Gluyas reports in The Australian {12 August 2020} that ASIC sent Andrew Thorburn a "No Action" letter in December 2019.

Andrew Thorburn departed NAB in February 2019 after the release of the Final Report of Royal Commissioner Hayne, along with Dr Ken Henry.

The first document I seek is a copy of this "No Action" letter sent to Andrew Thornburn by ASIC in or around December 2019.

The second document I seek is a copy of a similar "No Action" letter that ASIC would have sent to Dr Ken Henry after his testimony at the Royal Commission.

Yours faithfully,

Phillip Sweeney

Link to this

From: Mabel Say
Australian Securities and Investments Commission


Attachment image001.jpg
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Attachment 158 2020 Acknowledgement Letter 18.08.2020.pdf
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Dear Mr Sweeney

 

Thank you for your email.

Please find attached correspondence in relation to your request under the
Freedom of Information Act 1982.

 

Kind regards

Mabel Say
Freedom of Information Officer, Chief Legal Office

Australian Securities and Investments Commission

Level 5, 100 Market Street, Sydney, 2000

Tel: +61 2 9911 5269

[1][email address]

[2]ASIC logo

 

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Link to this

From: Mabel Say
Australian Securities and Investments Commission


Attachment image004.jpg
3K Download

Attachment image001.jpg
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Attachment 158 2020 Notice 3rd Party consultation 04.09.2020.pdf
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Dear Mr Sweeney

 

Please find attached further correspondence in relation to your request.

 

Kind regards

Mabel Say
Freedom of Information Officer, Chief Legal Office

Australian Securities and Investments Commission

Level 5, 100 Market Street, Sydney, 2000

Tel: +61 2 9911 5269

[1][email address]

[2]ASIC logo

 

From: Mabel Say
Sent: Tuesday, 18 August 2020 11:00 AM
To: [FOI #6594 email]
Subject: RE: Freedom of Information request - COVID-19 FOI Request -
ASIC's "No Action Letters" Hayne Royal Commission - Part 2 [SEC=OFFICIAL]

 

Dear Mr Sweeney

 

Thank you for your email.

Please find attached correspondence in relation to your request under the
Freedom of Information Act 1982.

 

Kind regards

Mabel Say
Freedom of Information Officer, Chief Legal Office

Australian Securities and Investments Commission

Level 5, 100 Market Street, Sydney, 2000

Tel: +61 2 9911 5269

[3][email address]

[4]ASIC logo

 

show quoted sections

Link to this

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