COVID-19 FOI Request - ASIC's "No Action Letters" Hayne Royal Commission - Part 2

The request was successful.

Phillip Sweeney

Dear Australian Securities and Investments Commission,

Two more 'star' witnesses at the Hayne Royal Commission were former NAB CEO, Andrew Thorburn, former NAB Chairman, Dr Ken Henry.

Richard Gluyas reports in The Australian {12 August 2020} that ASIC sent Andrew Thorburn a "No Action" letter in December 2019.

Andrew Thorburn departed NAB in February 2019 after the release of the Final Report of Royal Commissioner Hayne, along with Dr Ken Henry.

The first document I seek is a copy of this "No Action" letter sent to Andrew Thornburn by ASIC in or around December 2019.

The second document I seek is a copy of a similar "No Action" letter that ASIC would have sent to Dr Ken Henry after his testimony at the Royal Commission.

Yours faithfully,

Phillip Sweeney

Mabel Say, Australian Securities and Investments Commission

2 Attachments

Dear Mr Sweeney

 

Thank you for your email.

Please find attached correspondence in relation to your request under the
Freedom of Information Act 1982.

 

Kind regards

Mabel Say
Freedom of Information Officer, Chief Legal Office

Australian Securities and Investments Commission

Level 5, 100 Market Street, Sydney, 2000

Tel: +61 2 9911 5269

[1][email address]

[2]ASIC logo

 

show quoted sections

Mabel Say, Australian Securities and Investments Commission

3 Attachments

Dear Mr Sweeney

 

Please find attached further correspondence in relation to your request.

 

Kind regards

Mabel Say
Freedom of Information Officer, Chief Legal Office

Australian Securities and Investments Commission

Level 5, 100 Market Street, Sydney, 2000

Tel: +61 2 9911 5269

[1][email address]

[2]ASIC logo

 

From: Mabel Say
Sent: Tuesday, 18 August 2020 11:00 AM
To: [FOI #6594 email]
Subject: RE: Freedom of Information request - COVID-19 FOI Request -
ASIC's "No Action Letters" Hayne Royal Commission - Part 2 [SEC=OFFICIAL]

 

Dear Mr Sweeney

 

Thank you for your email.

Please find attached correspondence in relation to your request under the
Freedom of Information Act 1982.

 

Kind regards

Mabel Say
Freedom of Information Officer, Chief Legal Office

Australian Securities and Investments Commission

Level 5, 100 Market Street, Sydney, 2000

Tel: +61 2 9911 5269

[3][email address]

[4]ASIC logo

 

show quoted sections

Mabel Say, Australian Securities and Investments Commission

3 Attachments

Dear Mr Sweeney

 

Please find attached the decision relating to your request under the
Freedom of Information Act 1982.

 

Kind regards

Mabel Say
Freedom of Information Officer, Chief Legal Office

Australian Securities and Investments Commission

Level 5, 100 Market Street, Sydney, 2000

Tel: +61 2 9911 5269

[1][email address]

[2]ASIC logo

 

From: Mabel Say
Sent: Tuesday, 18 August 2020 11:00 AM
To: [FOI #6594 email]
Subject: RE: Freedom of Information request - COVID-19 FOI Request -
ASIC's "No Action Letters" Hayne Royal Commission - Part 2 [SEC=OFFICIAL]

 

Dear Mr Sweeney

 

Thank you for your email.

Please find attached correspondence in relation to your request under the
Freedom of Information Act 1982.

 

Kind regards

Mabel Say
Freedom of Information Officer, Chief Legal Office

Australian Securities and Investments Commission

Level 5, 100 Market Street, Sydney, 2000

Tel: +61 2 9911 5269

[3][email address]

[4]ASIC logo

 

show quoted sections