COVID-19 FOI Request - ASIC's "No Action Letters" Hayne Royal Commission - Part 2

Phillip Sweeney made this Freedom of Information request to Australian Securities and Investments Commission

The request was successful.

From: Phillip Sweeney

Delivered

Dear Australian Securities and Investments Commission,

Two more 'star' witnesses at the Hayne Royal Commission were former NAB CEO, Andrew Thorburn, former NAB Chairman, Dr Ken Henry.

Richard Gluyas reports in The Australian {12 August 2020} that ASIC sent Andrew Thorburn a "No Action" letter in December 2019.

Andrew Thorburn departed NAB in February 2019 after the release of the Final Report of Royal Commissioner Hayne, along with Dr Ken Henry.

The first document I seek is a copy of this "No Action" letter sent to Andrew Thornburn by ASIC in or around December 2019.

The second document I seek is a copy of a similar "No Action" letter that ASIC would have sent to Dr Ken Henry after his testimony at the Royal Commission.

Yours faithfully,

Phillip Sweeney

Link to this

From: Mabel Say
Australian Securities and Investments Commission


Attachment image001.jpg
3K Download

Attachment 158 2020 Acknowledgement Letter 18.08.2020.pdf
78K Download View as HTML


Dear Mr Sweeney

 

Thank you for your email.

Please find attached correspondence in relation to your request under the
Freedom of Information Act 1982.

 

Kind regards

Mabel Say
Freedom of Information Officer, Chief Legal Office

Australian Securities and Investments Commission

Level 5, 100 Market Street, Sydney, 2000

Tel: +61 2 9911 5269

[1][email address]

[2]ASIC logo

 

-----Original Message-----

From: Phillip Sweeney <[3][FOI #6594 email]>

Sent: Wednesday, 12 August 2020 11:26 AM

To: FOIrequest <[4][ASIC request email]>

Subject: Freedom of Information request - COVID-19 FOI Request - ASIC's
"No Action Letters" Hayne Royal Commission - Part 2

 

EXTERNAL EMAIL: Do not click any links or open any attachments unless you
trust the sender and know the content is safe.

 

 

Dear Australian Securities and Investments Commission,

 

Two more 'star' witnesses at the Hayne Royal Commission were former NAB
CEO, Andrew Thorburn, former NAB Chairman, Dr Ken Henry.

 

Richard Gluyas reports in The Australian {12 August 2020} that ASIC sent
Andrew Thorburn a "No Action" letter in December 2019.

 

Andrew Thorburn departed NAB in February 2019 after the release of the
Final Report of Royal Commissioner Hayne, along with Dr Ken Henry.

 

The first document I seek is a copy of this "No Action" letter sent to
Andrew Thornburn by ASIC in or around December 2019.

 

The second document I seek is a copy of a similar "No Action" letter that
ASIC would have sent to Dr Ken Henry after his testimony at the Royal
Commission.

 

Yours faithfully,

 

Phillip Sweeney

 

-------------------------------------------------------------------

 

Please use this email address for all replies to this request:

[5][FOI #6594 email]

 

Is [6][ASIC request email] the wrong address for Freedom of Information
requests to Australian Securities and Investments Commission? If so,
please contact us using this form:

[7]https://www.righttoknow.org.au/change_re...

 

This request has been made by an individual using Right to Know. This
message and any reply that you make will be published on the internet.
More information on how Right to Know works can be found at:

[8]https://www.righttoknow.org.au/help/offi...

 

If you find this service useful as an FOI officer, please ask your web
manager to link to us from your organisation's FOI page.

 

 

-------------------------------------------------------------------

 

 

Please consider the environment before printing this document.

 

Information collected by ASIC may contain personal information. Please
refer to our [9]Privacy Policy for information about how we handle your
personal information, your rights to seek access to and correct
your personal information, and how to complain about breaches of your
privacy by ASIC.

 

This e-mail and any attachments are intended for the addressee(s) only and
may be confidential. They may contain legally privileged, copyright
material or personal and /or confidential information. You should not
read, copy, use or disclose the content without authorisation. If you have
received this email in error, please notify the sender as soon as
possible, delete the email and destroy any copies. This notice should not
be removed.

References

Visible links
1. mailto:[email address]
3. mailto:[FOI #6594 email]
4. mailto:[ASIC request email]
5. mailto:[FOI #6594 email]
6. mailto:[ASIC request email]
7. https://www.righttoknow.org.au/change_re...
8. https://www.righttoknow.org.au/help/offi...
9. https://www.asic.gov.au/privacy

hide quoted sections

Link to this

From: Mabel Say
Australian Securities and Investments Commission


Attachment image004.jpg
3K Download

Attachment image001.jpg
3K Download

Attachment 158 2020 Notice 3rd Party consultation 04.09.2020.pdf
92K Download View as HTML


Dear Mr Sweeney

 

Please find attached further correspondence in relation to your request.

 

Kind regards

Mabel Say
Freedom of Information Officer, Chief Legal Office

Australian Securities and Investments Commission

Level 5, 100 Market Street, Sydney, 2000

Tel: +61 2 9911 5269

[1][email address]

[2]ASIC logo

 

From: Mabel Say
Sent: Tuesday, 18 August 2020 11:00 AM
To: [FOI #6594 email]
Subject: RE: Freedom of Information request - COVID-19 FOI Request -
ASIC's "No Action Letters" Hayne Royal Commission - Part 2 [SEC=OFFICIAL]

 

Dear Mr Sweeney

 

Thank you for your email.

Please find attached correspondence in relation to your request under the
Freedom of Information Act 1982.

 

Kind regards

Mabel Say
Freedom of Information Officer, Chief Legal Office

Australian Securities and Investments Commission

Level 5, 100 Market Street, Sydney, 2000

Tel: +61 2 9911 5269

[3][email address]

[4]ASIC logo

 

-----Original Message-----

From: Phillip Sweeney <[5][FOI #6594 email]>

Sent: Wednesday, 12 August 2020 11:26 AM

To: FOIrequest <[6][ASIC request email]>

Subject: Freedom of Information request - COVID-19 FOI Request - ASIC's
"No Action Letters" Hayne Royal Commission - Part 2

 

EXTERNAL EMAIL: Do not click any links or open any attachments unless you
trust the sender and know the content is safe.

 

 

Dear Australian Securities and Investments Commission,

 

Two more 'star' witnesses at the Hayne Royal Commission were former NAB
CEO, Andrew Thorburn, former NAB Chairman, Dr Ken Henry.

 

Richard Gluyas reports in The Australian {12 August 2020} that ASIC sent
Andrew Thorburn a "No Action" letter in December 2019.

 

Andrew Thorburn departed NAB in February 2019 after the release of the
Final Report of Royal Commissioner Hayne, along with Dr Ken Henry.

 

The first document I seek is a copy of this "No Action" letter sent to
Andrew Thornburn by ASIC in or around December 2019.

 

The second document I seek is a copy of a similar "No Action" letter that
ASIC would have sent to Dr Ken Henry after his testimony at the Royal
Commission.

 

Yours faithfully,

 

Phillip Sweeney

 

-------------------------------------------------------------------

 

Please use this email address for all replies to this request:

[7][FOI #6594 email]

 

Is [8][ASIC request email] the wrong address for Freedom of Information
requests to Australian Securities and Investments Commission? If so,
please contact us using this form:

[9]https://www.righttoknow.org.au/change_re...

 

This request has been made by an individual using Right to Know. This
message and any reply that you make will be published on the internet.
More information on how Right to Know works can be found at:

[10]https://www.righttoknow.org.au/help/offi...

 

If you find this service useful as an FOI officer, please ask your web
manager to link to us from your organisation's FOI page.

 

 

-------------------------------------------------------------------

 

 

Please consider the environment before printing this document.

 

Information collected by ASIC may contain personal information. Please
refer to our [11]Privacy Policy for information about how we handle your
personal information, your rights to seek access to and correct
your personal information, and how to complain about breaches of your
privacy by ASIC.

 

This e-mail and any attachments are intended for the addressee(s) only and
may be confidential. They may contain legally privileged, copyright
material or personal and /or confidential information. You should not
read, copy, use or disclose the content without authorisation. If you have
received this email in error, please notify the sender as soon as
possible, delete the email and destroy any copies. This notice should not
be removed.

References

Visible links
1. mailto:[email address]
3. mailto:[email address]
5. mailto:[FOI #6594 email]
6. mailto:[ASIC request email]
7. mailto:[FOI #6594 email]
8. mailto:[ASIC request email]
9. https://www.righttoknow.org.au/change_re...
10. https://www.righttoknow.org.au/help/offi...
11. https://www.asic.gov.au/privacy

hide quoted sections

Link to this

From: Mabel Say
Australian Securities and Investments Commission


Attachment image004.jpg
3K Download

Attachment image003.jpg
3K Download

Attachment 158 2020 Decision Letter 12.10.2020.pdf
135K Download View as HTML


Dear Mr Sweeney

 

Please find attached the decision relating to your request under the
Freedom of Information Act 1982.

 

Kind regards

Mabel Say
Freedom of Information Officer, Chief Legal Office

Australian Securities and Investments Commission

Level 5, 100 Market Street, Sydney, 2000

Tel: +61 2 9911 5269

[1][email address]

[2]ASIC logo

 

From: Mabel Say
Sent: Tuesday, 18 August 2020 11:00 AM
To: [FOI #6594 email]
Subject: RE: Freedom of Information request - COVID-19 FOI Request -
ASIC's "No Action Letters" Hayne Royal Commission - Part 2 [SEC=OFFICIAL]

 

Dear Mr Sweeney

 

Thank you for your email.

Please find attached correspondence in relation to your request under the
Freedom of Information Act 1982.

 

Kind regards

Mabel Say
Freedom of Information Officer, Chief Legal Office

Australian Securities and Investments Commission

Level 5, 100 Market Street, Sydney, 2000

Tel: +61 2 9911 5269

[3][email address]

[4]ASIC logo

 

-----Original Message-----

From: Phillip Sweeney <[5][FOI #6594 email]>

Sent: Wednesday, 12 August 2020 11:26 AM

To: FOIrequest <[6][ASIC request email]>

Subject: Freedom of Information request - COVID-19 FOI Request - ASIC's
"No Action Letters" Hayne Royal Commission - Part 2

 

EXTERNAL EMAIL: Do not click any links or open any attachments unless you
trust the sender and know the content is safe.

 

 

Dear Australian Securities and Investments Commission,

 

Two more 'star' witnesses at the Hayne Royal Commission were former NAB
CEO, Andrew Thorburn, former NAB Chairman, Dr Ken Henry.

 

Richard Gluyas reports in The Australian {12 August 2020} that ASIC sent
Andrew Thorburn a "No Action" letter in December 2019.

 

Andrew Thorburn departed NAB in February 2019 after the release of the
Final Report of Royal Commissioner Hayne, along with Dr Ken Henry.

 

The first document I seek is a copy of this "No Action" letter sent to
Andrew Thornburn by ASIC in or around December 2019.

 

The second document I seek is a copy of a similar "No Action" letter that
ASIC would have sent to Dr Ken Henry after his testimony at the Royal
Commission.

 

Yours faithfully,

 

Phillip Sweeney

 

-------------------------------------------------------------------

 

Please use this email address for all replies to this request:

[7][FOI #6594 email]

 

Is [8][ASIC request email] the wrong address for Freedom of Information
requests to Australian Securities and Investments Commission? If so,
please contact us using this form:

[9]https://www.righttoknow.org.au/change_re...

 

This request has been made by an individual using Right to Know. This
message and any reply that you make will be published on the internet.
More information on how Right to Know works can be found at:

[10]https://www.righttoknow.org.au/help/offi...

 

If you find this service useful as an FOI officer, please ask your web
manager to link to us from your organisation's FOI page.

 

 

-------------------------------------------------------------------

 

 

Please consider the environment before printing this document.

 

Information collected by ASIC may contain personal information. Please
refer to our [11]Privacy Policy for information about how we handle your
personal information, your rights to seek access to and correct
your personal information, and how to complain about breaches of your
privacy by ASIC.

 

This e-mail and any attachments are intended for the addressee(s) only and
may be confidential. They may contain legally privileged, copyright
material or personal and /or confidential information. You should not
read, copy, use or disclose the content without authorisation. If you have
received this email in error, please notify the sender as soon as
possible, delete the email and destroy any copies. This notice should not
be removed.

References

Visible links
1. mailto:[email address]
3. mailto:[email address]
5. mailto:[FOI #6594 email]
6. mailto:[ASIC request email]
7. mailto:[FOI #6594 email]
8. mailto:[ASIC request email]
9. https://www.righttoknow.org.au/change_re...
10. https://www.righttoknow.org.au/help/offi...
11. https://www.asic.gov.au/privacy

hide quoted sections

Link to this

Things to do with this request

Anyone:
Australian Securities and Investments Commission only: