Evidence not raised in Trio Capital cases heard by Senior Member Jan Redfern
Dear Administrative Appeals Tribunal,
I am requesting documents and correspondence related to documents which were discussed in a meeting between ASIC investigators Glen Unicomb, Tony Wright, AllyGroup senior consultant Joe Kouper (who may have been working as a contractor for the ATO, ASIC or in a private capacity), Shawn Richard and Kosta Green (either as Shawn Richard's lawyer or as a representative of Empyreal Investments or its Parent entity).
I am providing a brief description of the documents because ASIC has been unable to locate the requested document from a document identifier alone and required a detailed description of the requested documents.
Document
#S02039572
Power point presentation for the Huntleigh Investment Fund with WGI as the investment manager including individuals and their biographies.
S#02067156
This was described as a copy of a check written for 7.85 Million HKD for the purchase of Trio Capital. It was shown to Shawn Richard by AllyGroup employee Joe Kouper to rebut his claim that Jack Flader or Mathew Littauer funded the transaction.
Yours faithfully,
Ginger Midget
OFFICIAL
Dear Mr Midget
I refer to your FOI request received on 31 March 2022. Please find
attached our acknowledgement letter in relation to your request.
Kind regards
Charles M
Legal and Policy Officer
Administrative Appeals Tribunal
Principal Registry, Sydney
Legal & Policy
T: 02 9391 2413
E: [1][AAT request email]
[2]www.aat.gov.au
OFFICIAL
Dear Ginger Midget
I’m emailing to follow up regarding the questions I asked in the attached
acknowledgement letter.
In order to assist us in identifying the documents you have requested,
could you please confirm that your request is in relation to the following
case: Liu and Australian Securities & Investments Commission; case number
2013/0608; decided by Senior Member Redfern on 31 October 2014? We are in
the process of retrieving this file from our archives.
The above case contains personal and business information that is
confidential. Could you also please confirm your relationship to the case
and whether or not you were a party to the proceeding? We appreciate that
this is private information. Therefore, you may wish to contact us
directly at [1][AAT request email].
Kind regards
Charles M
Legal and Policy Officer
Administrative Appeals Tribunal
Principal Registry, Sydney
Legal & Policy
T: 02 9391 2413
E: [2][AAT request email]
[3]www.aat.gov.au
From: FOI
Sent: Friday, 8 April 2022 4:17 PM
To: 'Gene Liu' <[FOI #8674 email]>
Subject: FOI ref: 2022/0026 - Acknowledgement of your FOI request -
Evidence not raised in Trio Capital cases heard by Senior Member Jan
Redfern [SEC=OFFICIAL]
OFFICIAL
Dear Mr Midget
I refer to your FOI request received on 31 March 2022. Please find
attached our acknowledgement letter in relation to your request.
Kind regards
Charles M
Legal and Policy Officer
Administrative Appeals Tribunal
Principal Registry, Sydney
Legal & Policy
T: 02 9391 2413
E: [4][AAT request email]
[5]www.aat.gov.au
OFFICIAL
Dear Ginger Midget
Please find attached a notice of request consultation process under
section 24AB of the FOI Act in relation to your freedom of information
request lodged with the Tribunal on 31 March 2022.
Kind regards
Charles M
Legal and Policy Officer
Administrative Appeals Tribunal
Principal Registry, Sydney
Legal & Policy
T: 02 9391 2413
E: [1][AAT request email]
[2]www.aat.gov.au
From: FOI
Sent: Tuesday, 12 April 2022 4:09 PM
To: 'Gene Liu' <[FOI #8674 email]>
Subject: RE: FOI ref: 2022/0026 - Acknowledgement of your FOI request -
Evidence not raised in Trio Capital cases heard by Senior Member Jan
Redfern [SEC=OFFICIAL]
OFFICIAL
Dear Ginger Midget
I’m emailing to follow up regarding the questions I asked in the attached
acknowledgement letter.
In order to assist us in identifying the documents you have requested,
could you please confirm that your request is in relation to the following
case: Liu and Australian Securities & Investments Commission; case number
2013/0608; decided by Senior Member Redfern on 31 October 2014? We are in
the process of retrieving this file from our archives.
The above case contains personal and business information that is
confidential. Could you also please confirm your relationship to the case
and whether or not you were a party to the proceeding? We appreciate that
this is private information. Therefore, you may wish to contact us
directly at [3][AAT request email].
Kind regards
Charles M
Legal and Policy Officer
Administrative Appeals Tribunal
Principal Registry, Sydney
Legal & Policy
T: 02 9391 2413
E: [4][AAT request email]
[5]www.aat.gov.au
From: FOI
Sent: Friday, 8 April 2022 4:17 PM
To: 'Gene Liu' <[6][FOI #8674 email]>
Subject: FOI ref: 2022/0026 - Acknowledgement of your FOI request -
Evidence not raised in Trio Capital cases heard by Senior Member Jan
Redfern [SEC=OFFICIAL]
OFFICIAL
Dear Mr Midget
I refer to your FOI request received on 31 March 2022. Please find
attached our acknowledgement letter in relation to your request.
Kind regards
Charles M
Legal and Policy Officer
Administrative Appeals Tribunal
Principal Registry, Sydney
Legal & Policy
T: 02 9391 2413
E: [7][AAT request email]
[8]www.aat.gov.au
Dear FOI,
I would like to modify my request to documents that were provided to Jan Redfern for any hearing related to Trio Capital. These include my appeal as well as Ross Tarrant and Jeffrey Caines.
I have provided ASIC document barcodes with document descriptions, and any other documents that contradict the credibility of Shawn Richard or Zoe Viellaris.
Yours sincerely,
Gene Liu
OFFICIAL
Good morning,
I refer to your email below. Please be advised that FOI request 2022/0026 was finalised on 26 April 2022 so the scope of the request cannot be modified.
If you would like to make a new FOI request please email [email address] indicting that you are making a new FOI request for the purposes of the Freedom of Information Act 1982
Please ensure that you provide a detailed explanation of what documents you are seeking, including any AAT case reference numbers (if applicable)
If you have any questions please contact us at [AAT request email]
Sincerely,
Marta
Policy Officer
Administrative Appeals Tribunal
Principal Registry, Melbourne
Legal & Policy