Australian Securities and Investments Commission

Part of the Treasury portfolio and a Federal authority, also called ASIC

The Australian Securities and Investments Commission (ASIC) is Australia's corporate, markets and financial services regulator. We contribute to Australia's economic reputation and well being by ensuring that Australia's financial markets are fair and transparent, supported by confident and informed investors and consumers.

133 requests
Make a request to this authority
Queen of Australia
Response by Australian Securities and Investments Commission to Dean Miles on .

Partially successful.

  Dear FOI Applicant,   Please see attachment.     Yours faithfully,   FOI Team       Dear Applicant, A decision regarding your FOI reques...
Travel services to ASIC
Response by Australian Securities and Investments Commission to Lucas Baird on .

Partially successful.

Dear Mr Baird,   Please see attached correspondence from ASIC in relation to your request under the Freedom of Information Act 1982.   Kind re...
AFCS's Processes for Systemic Issues
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney   Freedom of Information Request No. 071-2021   Please see attached notice of access decision.   Regards   Krystal Fung...
Terms of Engagement for Egon Zehnder
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney,   Please find attached a notice of decision and relevant documents in relation to your request under the Freedom of Information A...
Disclosures to the Minister by James Shipton and Daniel Crennan
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Partially successful.

Dear Mr Sweeney,   Please find attached correspondence in relation to your request under the Freedom of Information Act 1982.   Regards  ...
Compliance with the APS Code of Conduct before 1 July 2019
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney, Please find attached my decision in relation to your FOI request, reference[Phone Number Automatically Hidden], and a document releas...
Letter of Appointment - James Shipton
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney Please find attached my decision in relation to your request for internal review, reference 207-2020, along with a document released p...
Email or Correspondence from the Auditor General
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney, Please find attached my decision in relation to your FOI request, reference[Phone Number Automatically Hidden]. Regards,   Ha...
Corporate Credit Cards
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney   Please see attached correspondence.   Kind regards,   Jessica Zhang Freedom of Information Officer, Chief Legal Office...
Correspondence between Member for Goldstein and ASIC
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney,   Please see attached correspondence from ASIC.   Regards   Justin Frank Lawyer, FOI & Privacy, Chief Legal Office Aust...
COVID-19 FOI Request - ASIC's "No Action Letters" Hayne Royal Commission - Part 2
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney   Please find attached the decision relating to your request under the Freedom of Information Act 1982.   Kind regards Mabel...
COVID-19 FOI Request - ASIC's "No Action Letters" Hayne Royal Commission
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney   Please find attached the decision relating to your request under the Freedom of Information Act 1982.   Kind regards Mabel...
COVID-19 FOI Request - Class Orders
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney, I refer to your request for internal review below, in which you seek the provision of the Class Order reference numbers together with...
COVID-19 FOI Request:Copy of a Response on a "Straw Man Complaint"
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney   Freedom of Information Request 110-2020 – Notice of Access Decision   Please see the attached decision.   Regards   K...
COVID-19 FOI Request - Purported Fund Rules dated too late.
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney   Freedom of Information Request 154-2020 – Notice of Access Decision   Please see the attached decision.   Regards   K...
COVID-19 FOI Request - Purported 'Successor Fund Transfer' - Widows Survivorship Pension
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney   Freedom of Information Request 153-2020 – Notice of Access Decision   Please see attached decision.   Regards   Kryst...
COVID-19 FOI Request - Determination by the SCT
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney   Freedom of Information Request 148-2020 – Notice of Access Decision   Please see attached decision.   Regards   Kryst...
COVID-19 FOI Request - Standing of a Member of the Public to Commence Criminal Proceedings
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney   Please see attached correspondence.   Kind regards,   Jessica Zhang Freedom of Information Officer, Chief Legal Office...
COVID-19 FOI Request - ASIC's law library catalogue
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney, Please find attached my decision in relation to your FOI request, reference 165-2020, together with the document that I have decide...
COVID-19 FOI Request - More Misconduct by ASIC Officers
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney,   Please find attached my decision in relation to your FOI request received on 25 July 2020.   Yours sincerely,   Fleur F...
COVID-19 FOI Request - Extracts from Deeds in ASIC's Possession
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney   Freedom of Information Request 120-2020 – Notice of Access Decision   Further to my email dated 21 August 2020, please see at...
Criminal prosecution guidelines
Response by Australian Securities and Investments Commission to John Smith on .

Partially successful.

Dear Mr Smith, Please find attached my decision in relation to your FOI request, reference 041-2020, together with the document to which I have deci...
Validity of the Corporations law
Response by Australian Securities and Investments Commission to H Hopes on .

Successful.

Dear Mr Hopes,   Please find the attached decision in relation to your request under the Freedom of Information Act 1982 (Cth).   Kind regards...
Evidence of Criminal Conduct by Nicole Smith Chairman of NULIS
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Hello Phillip,   This is a reminder that payment of the attached invoice is now overdue.  If payment has already been made in full can you please...
Correspondence with the House Committee on Economics
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney,   Please find the attached correspondence in relation to your request under the Freedom of Information Act 1982 (Cth).   Kind...

Only requests made using Right to Know are shown. ?