Australian Securities and Investments Commission

Part of the Treasury portfolio and a Federal authority, also called ASIC

The Australian Securities and Investments Commission (ASIC) is Australia's corporate, markets and financial services regulator. We contribute to Australia's economic reputation and well being by ensuring that Australia's financial markets are fair and transparent, supported by confident and informed investors and consumers.

149 requests
Make a request to this authority
ASIC's Style Guides/Writing Guides/Brand Guides
Response by Australian Securities and Investments Commission to Alex Pentland on .

Partially successful.

Dear Mr Pentland   Please find attached my decision in relation to your FOI request, ref 007-2024, together with the documents released pursuant t...
Social media - no longer, responding to queries via @ASIC_Connect
Follow up sent to Australian Securities and Investments Commission by Ben Fairless on .

Successful.

Thank you for your reply which answers my questions. Happy to consider this request resolved. Yours sincerely, Ben Fairless
Correspondence from AFCA to ASIC Related to a "missing: Trust Deed
Response by Australian Securities and Investments Commission to P.C. Sweeney on .

Awaiting classification.

Hello, P C Sweeney! You have enabled mail forwarding at https://DropMail.me from temporary address [email address] to your address [FOI #10577 email]....
Duty to enforce the offence provisions in legislation administered by ASIC
Response by Australian Securities and Investments Commission to (Not the real) Bob Neil on .

Partially successful.

Dear Sir/Madam   Freedom of Information Request No. 136-2023   I refer to your FOI request to ASIC.   Please see attached notice of access...
ASIC CDDA scheme
Response by Australian Securities and Investments Commission to Me on .

Partially successful.

OFFICIAL   Dear Me Please see attached an internal review decision letter together with the documents released to you in relation to your FOI re...
Correspondence from AFCA to ASIC Related to a Trustee of a Super Fund
Response by Australian Securities and Investments Commission to P.C. Sweeney on .

Successful.

Our reference: FOI 131-2023     Dear Mr Sweeney   Please see the attached notice of decision. Yours sincerely Rose Bruce-Smith (she/her)...
A Conspiracy to Defraud
Response by Australian Securities and Investments Commission to P.C. Sweeney on .

Successful.

Dear Mr Sweeney   Please see the attached notice of decision in relation to your Freedom of Information request dated 16 August 2023.   If you...
Correspondence from AFCA to ASIC Related to the Governing Rules of a Super Fund
Response by Australian Securities and Investments Commission to P.C. Sweeney on .

Partially successful.

Our reference: FOI 132-2023   Dear Mr Sweeney   I acknowledge your email of 3 August 2023 in response to my decision on your request FOI 132-2...
Queen of Australia
Response by Australian Securities and Investments Commission to Dean Miles on .

Partially successful.

  Dear FOI Applicant,   Please see attachment.     Yours faithfully,   FOI Team       Dear Applicant, A decision regarding your FOI reques...
Travel services to ASIC
Response by Australian Securities and Investments Commission to Lucas Baird on .

Partially successful.

Dear Mr Baird,   Please see attached correspondence from ASIC in relation to your request under the Freedom of Information Act 1982.   Kind re...
AFCS's Processes for Systemic Issues
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney   Freedom of Information Request No. 071-2021   Please see attached notice of access decision.   Regards   Krystal Fung...
Terms of Engagement for Egon Zehnder
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney,   Please find attached a notice of decision and relevant documents in relation to your request under the Freedom of Information A...
Disclosures to the Minister by James Shipton and Daniel Crennan
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Partially successful.

Dear Mr Sweeney,   Please find attached correspondence in relation to your request under the Freedom of Information Act 1982.   Regards  ...
Compliance with the APS Code of Conduct before 1 July 2019
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney, Please find attached my decision in relation to your FOI request, reference[Phone Number Automatically Hidden], and a document releas...
Letter of Appointment - James Shipton
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney Please find attached my decision in relation to your request for internal review, reference 207-2020, along with a document released p...
Email or Correspondence from the Auditor General
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney, Please find attached my decision in relation to your FOI request, reference[Phone Number Automatically Hidden]. Regards,   Ha...
Corporate Credit Cards
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney   Please see attached correspondence.   Kind regards,   Jessica Zhang Freedom of Information Officer, Chief Legal Office...
Correspondence between Member for Goldstein and ASIC
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney,   Please see attached correspondence from ASIC.   Regards   Justin Frank Lawyer, FOI & Privacy, Chief Legal Office Aust...
COVID-19 FOI Request - ASIC's "No Action Letters" Hayne Royal Commission - Part 2
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney   Please find attached the decision relating to your request under the Freedom of Information Act 1982.   Kind regards Mabel...
COVID-19 FOI Request - ASIC's "No Action Letters" Hayne Royal Commission
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney   Please find attached the decision relating to your request under the Freedom of Information Act 1982.   Kind regards Mabel...
COVID-19 FOI Request - Class Orders
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney, I refer to your request for internal review below, in which you seek the provision of the Class Order reference numbers together with...
COVID-19 FOI Request:Copy of a Response on a "Straw Man Complaint"
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney   Freedom of Information Request 110-2020 – Notice of Access Decision   Please see the attached decision.   Regards   K...
COVID-19 FOI Request - Purported Fund Rules dated too late.
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney   Freedom of Information Request 154-2020 – Notice of Access Decision   Please see the attached decision.   Regards   K...
COVID-19 FOI Request - Purported 'Successor Fund Transfer' - Widows Survivorship Pension
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney   Freedom of Information Request 153-2020 – Notice of Access Decision   Please see attached decision.   Regards   Kryst...
COVID-19 FOI Request - Determination by the SCT
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney   Freedom of Information Request 148-2020 – Notice of Access Decision   Please see attached decision.   Regards   Kryst...

Only requests made using Right to Know are shown. ?