ASIC CDDA scheme

Currently waiting for a response from Australian Securities and Investments Commission, they should respond promptly and normally no later than (details).

Dear Australian Securities and Investments Commission,

Please provide all documents in ASIC's possession that relate to ASIC receiving, considering, refusing or failing to consider, assessing, determining, accepting, rejecting, or otherwise dealing with, CDDA applications made to ASIC.

For the avoidance of doubt, this does not include individual CDDA applications themselves.

Yours faithfully,

Me

Sandra Wavamunno, Australian Securities and Investments Commission

1 Attachment

Dear Me

The attached correspondence acknowledges your FOI request.

Kind regards

Sandra

Sandra Wavamunno
Senior Lawyer, FOI & Privacy, Chief Legal Office
Australian Securities and Investments Commission
Level 5, 100 Market Street, Sydney NSW 2000
Tel: 9911 2267 | [mobile number]
(Authorised decision maker under section 23(1) of the FOI Act.

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Sandra Wavamunno, Australian Securities and Investments Commission

1 Attachment

Dear Me

The attached correspondence requires your response within 14 days.

Please contact me if you wish to discuss further.

Kind regards

Sandra Wavamunno
Senior Lawyer, FOI & Privacy, Chief Legal Office

Australian Securities and Investments Commission
Level 5, 100 Market Street, Sydney NSW 2000
Tel: 9911 2267 | [mobile number]

[email address]

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Dear Sandra,

Thanks for your reply

Does that mean the Treasurer directly or the Treasury on his behalf can decide CDDA applications concerning ASIC?

Yours sincerely,

Me

Sandra Wavamunno, Australian Securities and Investments Commission

1 Attachment

  • Attachment

    FOI 071 2023 Response to query does Treasurer or Treasury consider CDDA applications concerning ASIC 16 05 23.pdf

    223K Download View as HTML

Dear Me

Please consider the attached with a response to your query below and let me know if you still wish to proceed with the FOI request.

I would be grateful for a response by 26 May 2023.

Kind regards

Sandra

Sandra Wavamunno
Senior Lawyer, FOI & Privacy, Chief Legal Office

Australian Securities and Investments Commission
Level 5, 100 Market Street, Sydney NSW 2000
Tel: 9911 2267 | [mobile number]

[email address]

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Dear Sandra Wavamunno,

Thanks for this

Would it be possible to revise my scope to the most final report/outcome documents in the possession of ASIC for any Act of Grace payments considered regarding ASIC since say 1 July 2021?

As in, Finance administers the scheme, but I imagine if a claim is made to Finance regarding ASIC, Finance would tell ASIC the outcome (?)

Yours sincerely,

Me

Sandra Wavamunno, Australian Securities and Investments Commission

Dear Me

The subject matter of the documents related to your revised scope is more closely connected with the functions of the Department of Finance (the Department).

The Department has accepted a transfer of the request under s 16 of the FOI Act and will be in touch with you regarding an outcome.

Kind regards

Sandra

Sandra Wavamunno
Senior Lawyer, FOI & Privacy, Chief Legal Office

Australian Securities and Investments Commission
Level 5, 100 Market Street, Sydney NSW 2000
Tel: 9911 2267 | [mobile number]

[email address]

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FOI Requests,

OFFICIAL
Dear Me

The Department of Defence has transferred your FOI request to the Department of Finance under section 16 if the Freedom of Information Act 1982.

Noting that this occurred part way through the FOI processing period, I request your agreement to an extension of 21 days. This would make a decision on your request below due to you on or before 9 June 2023.

Please respond at your earliest convenience.

Kind regards.

FOI Officer | Legal and Assurance Branch
Business Enabling Services
Department of Finance
E: [email address]
A: One Canberra Avenue, Forrest ACT 2603
Classification: OFFICIAL
Classified by: [email address] on: 22/05/2023 1:38:04 PM

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Dear FOI Requests,

Yes extension granted

(I infer you mean ASIC rather than DoD)

Yours sincerely,

Me

FOI Requests,

Thank you for your email, which has been forwarded to the Department’s FOI
Team for their consideration. A member of the FOI Team will respond to
your email in the next couple of days.

 

Kind regards

 

FOI Coordinator