Australian Securities and Investments Commission

Part of the Treasury portfolio and a Federal authority, also called ASIC

The Australian Securities and Investments Commission (ASIC) is Australia's corporate, markets and financial services regulator. We contribute to Australia's economic reputation and well being by ensuring that Australia's financial markets are fair and transparent, supported by confident and informed investors and consumers.

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Whistleblower Project -Letter to 30,000 Companies
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Successful.
Dear Mr Sweeney We refer to your request set out in your email of 26 June 2016, below. Please refer to our letter in response attached. Regards...
Southern Cross Care (NSW & ACT) Financial statement FY 2014/2015
Request sent to Australian Securities and Investments Commission by Daffyd on .
Long overdue.
I am seeking information shown on the FY 2015/2016 Financial Report issued by :- Southern Cross Care (NSW & ACT) ACN 131 082 374 ABN76 131 082 374 A...
ACM Group Collection Manual
Response by Australian Securities and Investments Commission to Ben Fairless on .
Partially successful.
Dear Mr Fairless, I refer to the letter dated 13 April 2016 addressed to you from Ms Penny Beck of ASIC. The review rights of the affected third p...
Direction to Undertake Review/Investigation by Assistant Treasurer
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Information not held.
Dear Mr Sweeney Please refer to the attached letter. Kind regards Evelyn Evelyn Ong | Lawyer | ASIC Deposit Takers, Credit & Insurers Level 9,...
SPEAR 09-20044/FOI Request
Response by Australian Securities and Investments Commission to Ben Fairless on .
Withdrawn by the requester.
Dear Mr Fairless, Thank you for notifying me of withdrawing your request.   Kind regards, PHILIP PECK | Lawyer, Financial Services Enforcement | A...
Life Insurance Industry Review/Investigation
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Successful.
Dear Mr Sweeney Please refer to the attached letter: Kind regards Evelyn Evelyn Ong | Lawyer | ASIC Deposit Takers, Credit & Insurers Level 9,...
BBSW Scandal - Complaints from the Public
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Information not held.
Dear Sir Please see letter attached. Regards Catherine Iles | Senior Lawyer, Market Integrity Enforcement | ASIC | Melbourne | Ph: +61 3 9280 462...
Vexatious Applicant requests
Response by Australian Securities and Investments Commission to Ben Fairless on .
Successful.
Dear Mr Fairless Please find attached letter of today's date concerning your FOI request dated 19 January 2016. Mirijana Soldatic | FOI Coordinato...
Aggregate statistics on reports of misconduct and outcome
Response by Australian Securities and Investments Commission to Justin Warren on .
Successful.
Dear Mr Warren Please find attached ASIC's response to your FOI request. Regards, Fiona Crowe | Misconduct & Breach Reporting | Assessment & Intel...
Apology from Mr Hackett of ASIC
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Refused.
Dear Mr Sweeney Please find ASIC's response attached. (See attached file: FOI Request - Internal Review.pdf)   Please consider the environment be...
Pensions for Widows - Deed of Variation
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Information not held.
Dear Mr Sweeney Please find attached ASIC's response to your FOI request dated 12 December 2015. Cheers Greg Hackett | Senior Lawyer – Escalated M...
Deed Revoking Regulation 29
Response by Australian Securities and Investments Commission to Julie Simpson on .
Refused.
Dear Ms Simpson, Your below request for an internal review under the FOI Act concerns your FOI request dated 23 September 2015. ASIC wrote to you...
Request for a copy of a Deed of Variation - Widows' Pensions
Response by Australian Securities and Investments Commission to Julie Simpson on .
Waiting clarification.
Dear Ms Simpson, I refer to the below email concerning your FOI request to ASIC dated 12 December 2015, titled "Freedom of Information request - Req...
Assisting Victoria Police
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Refused.
Dear Mr Sweeney Please find attached ASIC's decision in relation to your FOI request, received on 6 November 2015. Kind regards Lauren Lauren...
South Australian Parliament
Response by Australian Securities and Investments Commission to John Daniels on .
Refused.
Dear Mr Daniels Please see the attached correspondence from ASIC regarding your FOI request. Kind regards Lauren Lauren Roy | Escalated Matter...
The Ken Jarrett Deed
Response by Australian Securities and Investments Commission to Julie Simpson on .
Successful.
Dear Ms Simpson Please find attached ASIC's decision in relation to your FOI request received on 23 September 2015. Kind regards Lauren Lauren...
Important Deed of Variation
Response by Australian Securities and Investments Commission to Julie Simpson on .
Refused.
Dear Ms Simpson, I refer to the below email concerning your FOI request to ASIC dated 23 September 2015, titled "Freedom of Information request - Im...
Assisting Victoria Police
Response by Australian Securities and Investments Commission to Julie Simpson on .
Refused.
Dear Ms Simpson Attached is our Decision Letter in relation to your FOI Internal Review request received on 8 September 2015. Yours sincerely Lei...
I would like information on a business
Response by Australian Securities and Investments Commission to Chloe Ross on .
Information not held.
Dear Ms Ross Please see attached ASIC's decision in relation to your FOI request. Kind regards Lauren Lauren Roy | Misconduct & Breach Reportin...
Popular searches of Organisations & Business Names
Response by Australian Securities and Investments Commission to Luke Bacon on .
Information not held.
Dear Mr Bacon Please find attached notification of decision by email of your FOI request of 6 March 2015. Yours sincerely Grace Grace Gagliano |...
Documents and Communications re Metgasco
Response by Australian Securities and Investments Commission to Culley Palmer on .
Refused.
Dear Mr Palmer Attached is our Decision Letter in relation to your FOI internal review request received on 15 February 2015. Yours sincerely Leig...
From FOI log: ASIC referral to NSW police
Response by Australian Securities and Investments Commission to Culley Palmer on .
Successful.
The document was released to the FOI applicant with redactions.  Part of the redactions include  the paragraph after the heading "Background". From:...
From FOI log: Documents on FOI requests and s47C refusals
Response by Australian Securities and Investments Commission to Culley Palmer on .
Successful.
Documents 41-54 attached
Australia's Worst White-Collar Crime
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Waiting clarification.
Dear Mr Sweeney, We have made enquiries to determine the status of this request and can advise as follows: The email address and reference number...
Australia's Worst White-Collar Crime
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Long overdue.
Dear Mr Sweeney, I attach a letter regarding your FOI request dated 2 January 2015. regards Paula O'Regan | Lawyer |  | ASIC | Sydney | * [email ad...

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