Australian Securities and Investments Commission

Part of the Treasury portfolio and a Federal authority, also called ASIC

The Australian Securities and Investments Commission (ASIC) is Australia's corporate, markets and financial services regulator. We contribute to Australia's economic reputation and well being by ensuring that Australia's financial markets are fair and transparent, supported by confident and informed investors and consumers.

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Death Benefits for Widows and the NAB
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Dear Mr Sweeney Attached is a letter. Yours sincerely Michelle Reid     Please consider the environment before printing this document   ...
Registered company with Illegal activity
Response by Australian Securities and Investments Commission to Eamonn Mulholland on .
Our Ref: 244/2016 Dear Mr Mulholland Freedom of Information Request - Taken to be withdrawn I refer to your email of 22 July 2016 sent to our FOI...
Whistleblower Protection - Dr Koh
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Tracking Request Target recipient(s): [FOI #1925 email] Request date: 21/07/2016 11:11:44 AM Responses: Tracking response information:   Please...
Southern Cross Care (NSW & ACT) Financial statement FY 2014/2015
Response by Australian Securities and Investments Commission to Daffyd on .
Dear Mr Morgan Please find attached notification of decision by email of your FOI request of 5 July 2016. Yours sincerely Grace Gagliano Grace G...
Southern Cross Care (NSW & ACT) Financial statement FY 2014/2015
Request sent to Australian Securities and Investments Commission by Daffyd on .
I am seeking information shown on the FY 2015/2016 Financial Report issued by :- Southern Cross Care (NSW & ACT) ACN 131 082 374 ABN76 131 082 3...
Whistleblower Project -Letter to 30,000 Companies
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Dear Mr Sweeney We refer to your request set out in your email of 26 June 2016, below. Please refer to our letter in response attached. Regards...
Southern Cross Care (NSW & ACT) Financial statement FY 2014/2015
Request sent to Australian Securities and Investments Commission by Daffyd on .
I am seeking information shown on the FY 2015/2016 Financial Report issued by :- Southern Cross Care (NSW & ACT) ACN 131 082 374 ABN76 131 082 374 A...
ACM Group Collection Manual
Response by Australian Securities and Investments Commission to Ben Fairless on .
Dear Mr Fairless, I refer to the letter dated 13 April 2016 addressed to you from Ms Penny Beck of ASIC. The review rights of the affected third p...
Direction to Undertake Review/Investigation by Assistant Treasurer
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Dear Mr Sweeney Please refer to the attached letter. Kind regards Evelyn Evelyn Ong | Lawyer | ASIC Deposit Takers, Credit & Insurers Level 9,...
SPEAR 09-20044/FOI Request
Response by Australian Securities and Investments Commission to Ben Fairless on .
Dear Mr Fairless, Thank you for notifying me of withdrawing your request.   Kind regards, PHILIP PECK | Lawyer, Financial Services Enforcement | A...
Life Insurance Industry Review/Investigation
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Dear Mr Sweeney Please refer to the attached letter: Kind regards Evelyn Evelyn Ong | Lawyer | ASIC Deposit Takers, Credit & Insurers Level 9,...
BBSW Scandal - Complaints from the Public
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Dear Sir Please see letter attached. Regards Catherine Iles | Senior Lawyer, Market Integrity Enforcement | ASIC | Melbourne | Ph: +61 3 9280 462...
Vexatious Applicant requests
Response by Australian Securities and Investments Commission to Ben Fairless on .
Dear Mr Fairless Please find attached letter of today's date concerning your FOI request dated 19 January 2016. Mirijana Soldatic | FOI Coordinato...
Aggregate statistics on reports of misconduct and outcome
Response by Australian Securities and Investments Commission to Justin Warren on .
Dear Mr Warren Please find attached ASIC's response to your FOI request. Regards, Fiona Crowe | Misconduct & Breach Reporting | Assessment & Intel...
Apology from Mr Hackett of ASIC
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Dear Mr Sweeney Please find ASIC's response attached. (See attached file: FOI Request - Internal Review.pdf)   Please consider the environment be...
Pensions for Widows - Deed of Variation
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Dear Mr Sweeney Please find attached ASIC's response to your FOI request dated 12 December 2015. Cheers Greg Hackett | Senior Lawyer – Escalated M...
Deed Revoking Regulation 29
Response by Australian Securities and Investments Commission to Julie Simpson on .
Dear Ms Simpson, Your below request for an internal review under the FOI Act concerns your FOI request dated 23 September 2015. ASIC wrote to you...
Request for a copy of a Deed of Variation - Widows' Pensions
Response by Australian Securities and Investments Commission to Julie Simpson on .
Dear Ms Simpson, I refer to the below email concerning your FOI request to ASIC dated 12 December 2015, titled "Freedom of Information request - Req...
Assisting Victoria Police
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Dear Mr Sweeney Please find attached ASIC's decision in relation to your FOI request, received on 6 November 2015. Kind regards Lauren Lauren...
South Australian Parliament
Response by Australian Securities and Investments Commission to John Daniels on .
Dear Mr Daniels Please see the attached correspondence from ASIC regarding your FOI request. Kind regards Lauren Lauren Roy | Escalated Matter...
The Ken Jarrett Deed
Response by Australian Securities and Investments Commission to Julie Simpson on .
Dear Ms Simpson Please find attached ASIC's decision in relation to your FOI request received on 23 September 2015. Kind regards Lauren Lauren...
Important Deed of Variation
Response by Australian Securities and Investments Commission to Julie Simpson on .
Dear Ms Simpson, I refer to the below email concerning your FOI request to ASIC dated 23 September 2015, titled "Freedom of Information request - Im...
Assisting Victoria Police
Response by Australian Securities and Investments Commission to Julie Simpson on .
Dear Ms Simpson Attached is our Decision Letter in relation to your FOI Internal Review request received on 8 September 2015. Yours sincerely Lei...
I would like information on a business
Response by Australian Securities and Investments Commission to Chloe Ross on .
Dear Ms Ross Please see attached ASIC's decision in relation to your FOI request. Kind regards Lauren Lauren Roy | Misconduct & Breach Reportin...
Popular searches of Organisations & Business Names
Response by Australian Securities and Investments Commission to Luke Bacon on .
Dear Mr Bacon Please find attached notification of decision by email of your FOI request of 6 March 2015. Yours sincerely Grace Grace Gagliano |...

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