Date: Wed, 09 Sep 2020 14:00:10 +0000
Subject: CM: Freedom of Information request - Internal systems of control and audit dates
From: Witherspoon <[FOI #6697 email]>
To: Freedom of Information <[Department of Industry, Science, Energy &amp; Resources request email]>

With reference to the Fraud and Corruption Control Plan 2018-20 (FCCP):
- https://www.industry.gov.au/sites/defaul...

I would like to see:
1. completion dates of Assurance and Audit Committee reviews since 1 January 2016 as per ss. 6 & 7.6,
2. completion dates of AusIndustry Support for Business divisional fraud risk assessments since 1 January 2016 as per ss. 6 & 7.6,
3. all Incubator Support Initiative internal audit reports by Legal, Audit and Assurance as per s. 14.2,
4. all Incubator Support Initiative compliance reviews as per s. 14.4, and
5. all Incubator Support Initiative audit reports that address:
- insider threats as per s. 5.4, or
- employment screening as per s. 13.2, or
- leave policies as per s. 13.3, or
- conflicts of interest as per ss. 5.2 & 13.4, or
- cyber and digital awareness as per s. 5.5, or
- ICT compliance as per ss. 13.5 & 14.5.

Please note, items 1 and 2 pertain to dates only, whereas items 3, 4 and 5 request the actual reports.

Please exclude any duplicate documents or documents that mention the subject matter but are not final audit reports.

Yours faithfully,

Harry Witherspoon

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Dear Harry

Please find attached correspondence in relation to your FOI request of 10
September 2020 in which you sought access to audit reports relating to
AusIndustry and the Incubator Support Initiative.

Should you have any queries in relation to this email, please contact the
FOI team.

Regards

FOI Team

Legal, Audit and Assurance | Corporate & Digital

GPO Box 2013, Canberra ACT 2601

show quoted sections

Dear Harry

We refer to your FOI request dated 10 September 2020, in which you sought
access to documents in relation certain dates and reports in relation to
the Fraud and Corruption Control Plan 2018-2020.

Please find the attached a copy of receipt for payment to process your FOI
request.

Currently, a decision regarding your FOI request is due to you on or
before 10 October 2020. 

Should you have any queries in relation to this matter please contact the
FOI team.

Regards

FOI Team

Legal, Audit and Assurance | Corporate & Digital

GPO Box 2013, Canberra ACT 2601

show quoted sections

Dear Harry

Please find attached correspondence in relation to your FOI request of 10
September 2020.

Should you have any queries regarding this matter, please contact the FOI
team.

Regards

FOI Team

Legal, Audit and Assurance | Corporate & Digital

GPO Box 2013, Canberra ACT 2601

show quoted sections