Whistleblower Protection - Dr Koh

Phillip Sweeney made this Freedom of Information request to Australian Securities and Investments Commission

The request was successful.

From: Phillip Sweeney

Delivered

Dear Australian Securities and Investments Commission,

I am seeking a copy of the document recently lodged with ASIC by the legal firm representing Dr Benjamin Koh seeking ASIC to enforce Section 156C of the Life Insurance Act 1995 which alleges victimisation by one or more senior managers of Comminsure.

The names of those alleged to have contravened Section 156C can be redacted if necessary

Yours faithfully,

Phillip Sweeney

Link to this

From: Evelyn Ong
Australian Securities and Investments Commission


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Attachment 20160512 Acknowledgement letter.pdf
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Dear Mr Sweeney

Please refer to the attached letter:

Kind regards

Evelyn
Evelyn Ong | Lawyer | ASIC
Deposit Takers, Credit & Insurers
Level 9, 100 Market Street, Sydney 2000 | T +61 2 9911 5457 |
[email address]

Days working: Monday, Tuesday, Thursday + Friday
[1][IMG]

 

 
 

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Information collected by ASIC may contain personal information. Please
refer to our Privacy policy http://www.asic.gov.au/privacy for information
about how we handle your personal information, your rights to seek access
to and correct personal information, and how to complain about breaches of
your privacy by ASIC.

  

NOTICE

 

This e-mail and any attachments are intended for the addressee(s) only and
may be confidential. They may contain legally privileged or copyright
material. You should not read, copy, use or disclose them without
authorisation. If you are not the intended recipient please contact the
sender as soon as possible by return e-mail and then please delete both
messages. This notice should not be removed.

 

References

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1. https://www.moneysmart.gov.au/

Link to this

From: Evelyn Ong
Australian Securities and Investments Commission


Attachment attachment.jpg
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Attachment 20160523 FOI request Letter advising third party consultation.pdf
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Dear Mr Sweeney

Please refer to the attached letter:

Kind regards

Evelyn

Evelyn Ong | Lawyer | ASIC
Deposit Takers, Credit & Insurers
Level 9, 100 Market Street, Sydney 2000 | T +61 2 9911 5457 |
[email address]

Days working: Monday, Tuesday, Thursday + Friday
[1][IMG]

 

 
 

Please consider the environment before printing this document

  

Information collected by ASIC may contain personal information. Please
refer to our Privacy policy http://www.asic.gov.au/privacy for information
about how we handle your personal information, your rights to seek access
to and correct personal information, and how to complain about breaches of
your privacy by ASIC.

  

NOTICE

 

This e-mail and any attachments are intended for the addressee(s) only and
may be confidential. They may contain legally privileged or copyright
material. You should not read, copy, use or disclose them without
authorisation. If you are not the intended recipient please contact the
sender as soon as possible by return e-mail and then please delete both
messages. This notice should not be removed.

 

References

Visible links
1. https://www.moneysmart.gov.au/

Link to this

From: Evelyn Ong
Australian Securities and Investments Commission


Attachment attachment.jpg
3K Download

Attachment 20160623 Decision letter for FOI request.pdf
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Dear Mr Sweeney

Please refer to the attached letter.

Kind regards
Evelyn
Evelyn Ong | Lawyer | ASIC
Deposit Takers, Credit & Insurers
Level 9, 100 Market Street, Sydney 2000 | T +61 2 9911 5457 |
[email address]
[1][IMG]

 

 
 

Please consider the environment before printing this document

  

Information collected by ASIC may contain personal information. Please
refer to our Privacy policy http://www.asic.gov.au/privacy for information
about how we handle your personal information, your rights to seek access
to and correct personal information, and how to complain about breaches of
your privacy by ASIC.

  

NOTICE

 

This e-mail and any attachments are intended for the addressee(s) only and
may be confidential. They may contain legally privileged or copyright
material. You should not read, copy, use or disclose them without
authorisation. If you are not the intended recipient please contact the
sender as soon as possible by return e-mail and then please delete both
messages. This notice should not be removed.

 

References

Visible links
1. https://www.moneysmart.gov.au/

Link to this

From: Phillip Sweeney

Delivered

Dear Australian Securities and Investments Commission,

Please pass this on to the person who conducts Freedom of Information reviews.

I am writing to request an internal review of Australian Securities and Investments Commission's handling of my FOI request 'Whistleblower Protection - Dr Koh'.

I have asked that the names of the alleged victimisers can be redacted. There should be no reason as to why the requested document cannot be released.

A full history of my FOI request and all correspondence is available on the Internet at this address: https://www.righttoknow.org.au/request/w...

Yours faithfully,

Phillip Sweeney

Link to this

From: Fleur Grey
Australian Securities and Investments Commission


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Attachment 20160721 P Sweeney decision on internal review request.pdf
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Dear Mr Sweeney,

I refer to your below email.

I have attached my decision following an internal review of this
application and the initial decision.

Kind regards

Fleur Grey
Fleur Grey| Senior Specialist | Deposit Takers, Credit & Insurers | ASIC |
Hobart| T +61 3 6235 6809| F +61 3 6235 6811| M 0 4010 22134

Part time hours: Monday, Wednesday & Thursday 9.00-2.00, Tuesday & Friday
9.00-5.30

 

 

From:        Phillip Sweeney
<[FOI #1925 email]>
To:        FOI requests at ASIC <[ASIC request email]>,
Date:        23/06/2016 08:57 PM
Subject:        Internal review of Freedom of Information request -
Whistleblower Protection - Dr Koh

--------------------------------------------------------------------------

Dear Australian Securities and Investments Commission,

Please pass this on to the person who conducts Freedom of Information
reviews.

I am writing to request an internal review of Australian Securities and
Investments Commission's handling of my FOI request 'Whistleblower
Protection - Dr Koh'.

I have asked that the names of the alleged victimisers can be redacted.
There should be no reason as to why the requested document cannot be
released.

A full history of my FOI request and all correspondence is available on
the Internet at this address:
[1]https://www.righttoknow.org.au/request/w...

Yours faithfully,

Phillip Sweeney

-------------------------------------------------------------------
Please use this email address for all replies to this request:
[FOI #1925 email]

This request has been made by an individual using Right to Know. This
message and any reply that you make will be published on the internet.
More information on how Right to Know works can be found at:
[2]https://www.righttoknow.org.au/help/offi...

If you find this service useful as an FOI officer, please ask your web
manager to link to us from your organisation's FOI page.

show quoted sections

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From: Fleur Grey
Australian Securities and Investments Commission

Tracking Request

Target recipient(s): [FOI #1925 email]
Request date: 21/07/2016 11:11:44 AM
Responses:

Tracking response information:  

Please consider the environment before printing this document

  

Information collected by ASIC may contain personal information. Please
refer to our Privacy policy http://www.asic.gov.au/privacy for information
about how we handle your personal information, your rights to seek access
to and correct personal information, and how to complain about breaches of
your privacy by ASIC.

  

NOTICE

 

This e-mail and any attachments are intended for the addressee(s) only and
may be confidential. They may contain legally privileged or copyright
material. You should not read, copy, use or disclose them without
authorisation. If you are not the intended recipient please contact the
sender as soon as possible by return e-mail and then please delete both
messages. This notice should not be removed.

 

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